EPT Disclosure
January 27 2010 - 8:00AM
UK Regulatory
TIDMCBRY
RNS Number : 2083G
UBS Securities LLC
27 January 2010
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
+------------------------------------+------------------------------------------------------+
| Name of exempt principal trader | UBS Securities LLC |
+------------------------------------+------------------------------------------------------+
| Company dealt in | Cadbury PLC (ISIN US12721E1029) |
+------------------------------------+------------------------------------------------------+
| Class of relevant security to | Ordinary shares dealt in ADR form |
| which the dealings being disclosed | ADR (1 ADR = 4 Ords) |
| relate (Note 1) | |
+------------------------------------+------------------------------------------------------+
| Date of dealing | 26 Jan 2010 |
+------------------------------------+------------------------------------------------------+
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
+-------------------------------------+-------------+-------------+-----------------+----------+
| | Long | Short |
| | | |
+-------------------------------------+---------------------------+----------------------------+
| | Number | (%) | Number | (%) |
+-------------------------------------+-------------+-------------+-----------------+----------+
| (1) Relevant securities | 53428 Ords | | 0 Ords | |
| |(equivalent | | (equivalent to | |
| | to | | 0 ADRs) | |
| |13357 ADRs) | | | |
+-------------------------------------+-------------+-------------+-----------------+----------+
| (2) Derivatives (other than | - | - | - | - |
| options) | | | | |
+-------------------------------------+-------------+-------------+-----------------+----------+
| (3) Options and agreements to |106800 Ords | | 162000 Ords | |
| purchase/sell |(equivalent | | (equivalent to | |
| | to | | 40500 | |
| | 26700 | | ADRs) | |
| | ADRs) | | | |
| | | | | |
+-------------------------------------+-------------+-------------+-----------------+----------+
| Total |160228 Ords | | 162000 Ords | |
| |(equivalent | | (equivalent to | |
| | to | | 40500 | |
| |40057 ADRs) | | ADRs) | |
+-------------------------------------+-------------+-------------+-----------------+----------+
(b) Interests and short positions in relevant securities of the company,
other than the class dealt in (Note 2)
+------------------------------------+--------------------------+----------------------------+
| Class of relevant security: | Long | Short |
| | | |
+------------------------------------+--------------------------+----------------------------+
| | Number (%) | Number (%) |
+------------------------------------+--------------------------+----------------------------+
| (1) Relevant securities | | |
| | | |
+------------------------------------+--------------------------+----------------------------+
| (2) Derivatives (other than | | |
| options) | | |
| | | |
+------------------------------------+--------------------------+----------------------------+
| (3) Options and agreements to | | |
| purchase/sell | | |
| | | |
+------------------------------------+--------------------------+----------------------------+
| Total | | |
| | | |
+------------------------------------+--------------------------+----------------------------+
* Rights to subscribe (Note 2)
+------------------------------------+------------------------------------------------------+
| Class of relevant security: | Details |
| | |
+------------------------------------+------------------------------------------------------+
| | |
+------------------------------------+------------------------------------------------------+
3. DEALINGS (Note 3)
(a) Purchases and sales
Derivatives transactions (other than options)
+-----------------+--------------------+----------------------------+-------------------------+
| Product name, | Long/short (Note | Number of securities (Note | Price per unit (Note 4) |
| e.g. CFD | 5) | 6) | |
+-----------------+--------------------+----------------------------+-------------------------+
| | | | |
+-----------------+--------------------+----------------------------+-------------------------+
Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
(ii) Exercising
+------------------------------+-----------------------------+-------------------------------+
| Product name, e.g. call | Number of securities | Exercise price per unit (Note |
| option | | 4) |
| | | |
+------------------------------+-----------------------------+-------------------------------+
| | | |
+------------------------------+-----------------------------+-------------------------------+
(d) Other dealings (including new securities) (Note 3)
+------------------------------+-----------------------------+-------------------------------+
| Nature of transaction (Note | Details | Price per unit (if |
| 7) | | applicable) (Note 4) |
| | | |
+------------------------------+-----------------------------+-------------------------------+
| | | |
+------------------------------+-----------------------------+-------------------------------+
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
+------------------------------------------------------------------------------------------+
| Full details of any agreement, arrangement or understanding between the person |
| disclosing and any other person relating to the voting rights of any relevant securities |
| under any option referred to on this form or relating to the voting rights or future |
| acquisition or disposal of any relevant securities to which any derivative referred to |
| on this form is referenced. If none, this should be stated. |
+------------------------------------------------------------------------------------------+
| |
+------------------------------------------------------------------------------------------+
Is a Supplemental Form 38.5(b) attached? (Note 8)YES/NO
+---------------------------------------------------+---------------------------------------+
| Date of disclosure | 27 Jan 2010 |
+---------------------------------------------------+---------------------------------------+
| Contact name | Richard Mulcahy |
+---------------------------------------------------+---------------------------------------+
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website
atwww.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
+--------+-----------+--------+--------+----------+-------+-------------+-----+
| | | | | | | | |
+--------+-----------+--------+--------+----------+-------+-------------+-----+
| Call |Purchased | 26700 |106800 | 50.00 | Amer |20-Mar-2010 |USD |
+--------+-----------+--------+--------+----------+-------+-------------+-----+
| Put |Purchased | 40500 |162000 | 50.00 | Amer |20-Mar-2010 |USD |
+--------+-----------+--------+--------+----------+-------+-------------+-----+
This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMKKODKNBKDKDB
Cadbury Schweppes (LSE:CBRY)
Historical Stock Chart
From Jul 2024 to Jul 2024
Cadbury Schweppes (LSE:CBRY)
Historical Stock Chart
From Jul 2023 to Jul 2024
