RUA Life Sciences PLC Holding(s) in Company (1394S)
July 06 2020 - 6:18AM
UK Regulatory
TIDMRUA
RNS Number : 1394S
RUA Life Sciences PLC
06 July 2020
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting Rua Life Sciences Plc
rights are at- tached ii :
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1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify) iii :
------------------
3 . D e t a ils of person subject to the not i f i ca t ion ob liga t
i o n iv
Name W B Nominees Limited
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City and country of registered office Romford, United Kingdom
(if applicable)
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4 . Fu ll na me of shareho lder( s) (i f d iffe r e nt f r om 3 . ) v
Name
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City and country of registered office
(if applicable)
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5. Date on which the threshold was 02/07/2020
crossed or reached vi :
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6. Date on which issuer notified 06/07/2020
(DD/MM/YYYY):
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7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total number
at- tached to through financial Total of both of voting rights
shares (to- tal instru- ments in % (8.A + 8.B) of is- suer
of 8. A) (total of 8.B 1 vii
+ 8.B 2)
---------------------- ---------------------- ---------------------- ------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 11.97% 11.97% 16,186,608
---------------------- ---------------------- ---------------------- ------------------
Position of previous
notification (if
applicable) 12.48% 12.48%
---------------------- ---------------------- ---------------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of Number of voting rights ix % of voting rights
shares
ISIN code (if
possible)
------------------------------------------------ ------------------------------------------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------- ------------------------- --------------------------------- -------------------------
GB0033360586 1,938,140 11.97%
--------------------- ------------------------- --------------------------------- -------------------------
SUBTOTAL 8. A 1,938,140 11.97%
------------------------------------------------ ------------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Number of voting
Type of Expiration Exercise/ Conversion rights that may be % of voting rights
financial date x Period xi acquired if the instrument
in- strument is exercised/converted.
--------------------- ------------------------- --------------------------------- -------------------------
SUBTOTAL 8. B 1
------------------------- --------------------------------- -------------------------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of
financial date x Conversion cash voting rights % of voting rights
instrument Pe- riod xi settlement
xii
---------------------- ------------------------- --------------- ---------------- -------------------------
SUBTOTAL 8.B.2
--------------- ---------------- -------------------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer xiii
----------------------------
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity xiv (please add additional
rows as necessary)
----------------------------
% of voting rights % of voting rights Total of both if
if it equals or is through financial it equals or is higher
N a m e xv higher than the notifiable in- struments if than the notifiable
threshold it equals or is higher threshold
than the notifiable
threshold
---------------------------- -------------------------- ----------------------------
Walker Crips Group
Plc 11.97% 11.97%
---------------------------- -------------------------- ----------------------------
Walker Crips Investment
Management Limited 11.97% 11.97%
---------------------------- -------------------------- ----------------------------
W B Nominees Plc 11.97% 11.97%
---------------------------- -------------------------- ----------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights
will be held
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11 . Addit ion al infor m a t ion x v i
Place of completion Walker Crips Investment Management Limited, London
Date of completion 06 th July 2020
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END
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