TIDMAJB
RNS Number : 0788B
AJ Bell PLC
04 June 2019
AJ Bell plc (Company)
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that it was notified on 31 May 2019,
that:
a) Louis Petherick, a person discharging managerial responsibility (PDMR) in the Company, has:
(i) in order to effect a "Bed and ISA" transaction, sold 4,726
ordinary shares of GBP0.000125 each in the Company (Ordinary
Shares) at a price of GBP4.19 per Ordinary Share and then
repurchased, into his Individual Savings Account (ISA), the same
number of 4,726 Ordinary Shares at a price of GBP4.19 per Ordinary
Share; and
(ii) in order to effect a "Bed and SIPP" transaction, sold 1,673
Ordinary Shares at a price of GBP4.185 per Ordinary Share and then
repurchased, into his self-invested personal pension account
(SIPP), the same number of 1,673 Ordinary Shares at a price of
GBP4.185 per Ordinary Share,
b) Laura Helen Petherick, a person closely associated (PCA) with Louis Petherick, has:
(i) in order to effect a "Bed and ISA" transaction, sold 4,726
Ordinary Shares at a price of GBP4.19 per Ordinary Share and then
repurchased, into her Individual Savings Account (ISA), the same
number of 4,726 Ordinary Shares at a price of GBP4.19 per Ordinary
Share; and
(ii) in order to effect "Bed and Junior ISA" transactions in
favour of her children, both of whom are a PCA with Louis
Petherick, sold 2,050 Ordinary Shares at a price of GBP4.19 per
Ordinary Share; and
c) Louis Petherick, in order to effect to those "Bed and Junior
ISA" transactions in favour of his children, has purchased,
into:
(i) a Junior Individual Savings Account (Junior ISA), in the
name of his son, William Richard Petherick, 1,025 Ordinary Shares
at a price of GBP4.19 per Ordinary Share; and
(ii) a Junior ISA in the name of his son, Samuel Casper
Petherick, 1,025 Ordinary Shares at a price of GBP4.19 per Ordinary
Share.
The above transactions all took place on 31 May 2019.
The transactions were entered into in accordance with exceptions
from the lock up arrangements applicable to Management Selling
Shareholders (as defined in the prospectus published in relation to
the initial public offering of the Company's shares on 27 November
2018 (Prospectus), as described in paragraph 10 of Part 7 (Details
of the Offer) of the Prospectus, of one year in respect of 100% of
their shareholdings at Admission (as defined in the Prospectus) and
a further one year in respect of 50% of such shareholdings.
Notwithstanding the transactions, the Ordinary Shares remain
subject to the terms of such lock up arrangements.
Following the transactions, there has been no change in the
number of shares in which Louis Petherick has an interest.
This announcement, including the notification below, is made in
accordance with the requirements of the EU Market Abuse
Regulation.
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Louis Petherick
----------------------------------------------------------- -----------------------------------
2 Reason for the notification
------------------------------------------------------------------------------------------------
a) Position/status Chief Risk Officer/PDMR
----------------------------------------------------------- -----------------------------------
b) Initial notification /Amendment Initial Notification
----------------------------------------------------------- -----------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
----------------------------------------------------------- -----------------------------------
b) LEI 213800VNKA7DPWXWJJ36
----------------------------------------------------------- -----------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary shares of GBP0.000125 each
----------------------------------------------------------- -----------------------------------
Identification code GB00BFZNLB60
----------------------------------------------------------- -----------------------------------
b) Nature of the transaction Sale of Ordinary Shares
----------------------------------------------------------- -----------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 4.19 4,726
---------
GBP 4.185 1,673
---------
----------------------------------------------------------- -----------------------------------
d) Aggregated information
* Aggregated volume 6,399
GBP 26,803.445
* Price
----------------------------------------------------------- -----------------------------------
e) Date of the transaction 31 May 2019
----------------------------------------------------------- -----------------------------------
f) Place of the transaction London Stock Exchange
----------------------------------------------------------- -----------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities
a) Name Louis Petherick
-------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Risk Officer/PDMR
-------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial Notification
-------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
-------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
-------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
-------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
-------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Purchase of Ordinary Shares:
(i) 4,726 Ordinary Shares via Louis Petherick
ISA; and
(ii) 1,673 Ordinary Shares via Louis Petherick
SIPP.
-------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 4,726
---------
GBP 1,673
---------
-------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
* Aggregated volume 6,399
GBP 26,803.445
* Price
-------------------------------------------------------- -------------------------------------------------------
e) Date of the transaction 31 May 2019
-------------------------------------------------------- -------------------------------------------------------
f) Place of the transactions London Stock Exchange
-------------------------------------------------------- -------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Laura Helen Petherick
----------------------------------------------------------- -----------------------------------------------
2 Reason for the notification
------------------------------------------------------------------------------------------------------------
a) Position/status PCA of Louis Petherick, Chief Risk Officer/PDMR
----------------------------------------------------------- -----------------------------------------------
b) Initial notification /Amendment Initial Notification
----------------------------------------------------------- -----------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
----------------------------------------------------------- -----------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
----------------------------------------------------------- -----------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of instrument Ordinary shares of GBP0.000125 each
----------------------------------------------------------- -----------------------------------------------
Identification code GB00BFZNLB60
----------------------------------------------------------- -----------------------------------------------
b) Nature of the transaction Sale of Ordinary Shares
----------------------------------------------------------- -----------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 6,776
---------
----------------------------------------------------------- -----------------------------------------------
d) Aggregated information
* Aggregated volume 6,776
GBP 28,291.44
* Price
----------------------------------------------------------- -----------------------------------------------
e) Date of the transaction 31 May 2019
----------------------------------------------------------- -----------------------------------------------
f) Place of the transaction London Stock Exchange
----------------------------------------------------------- -----------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Laura Helen Petherick
------------------------------------------------------- --------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status PCA of Louis Petherick, Chief Risk Officer/PDMR
------------------------------------------------------- --------------------------------------------------------
b) Initial notification /Amendment Initial Notification
------------------------------------------------------- --------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------------------------- --------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------------------------------------- --------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
------------------------------------------------------- --------------------------------------------------------
Identification code GB00BFZNLB60
------------------------------------------------------- --------------------------------------------------------
b) Nature of the transaction Purchase of Ordinary Shares via Laura Helen Petherick
ISA.
------------------------------------------------------- --------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 4,726
---------
------------------------------------------------------- --------------------------------------------------------
d) Aggregated information
* Aggregated volume 4,726
GBP 19,801.94
* Price
------------------------------------------------------- --------------------------------------------------------
e) Date of the transaction 31 May 2019
------------------------------------------------------- --------------------------------------------------------
f) Place of the transactions London Stock Exchange
------------------------------------------------------- --------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Louis Petherick
-------------------------------------------------------- -------------------------------------------------------
2 Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Risk Officer/PDMR
-------------------------------------------------------- -------------------------------------------------------
b) Initial notification /Amendment Initial Notification
-------------------------------------------------------- -------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
-------------------------------------------------------- -------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
-------------------------------------------------------- -------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
-----------------------------------------------------------------------------------------------------------------
a) Description of the financial instrument, type of Ordinary shares of GBP0.000125 each
instrument
-------------------------------------------------------- -------------------------------------------------------
Identification code GB00BFZNLB60
-------------------------------------------------------- -------------------------------------------------------
b) Nature of the transaction Purchase of Ordinary Shares:
(iii) 1,025 Ordinary Shares via William Richard
Petherick Junior ISA; and
(iv) 1,025 Ordinary Shares via Samuel Casper
Petherick Junior ISA.
-------------------------------------------------------- -------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
GBP 4.19 1,025
---------
GBP 4.19 1,025
---------
-------------------------------------------------------- -------------------------------------------------------
d) Aggregated information
* Aggregated volume 2,050
GBP 8,589.50
* Price
-------------------------------------------------------- -------------------------------------------------------
e) Date of the transaction 31 May 2019
-------------------------------------------------------- -------------------------------------------------------
f) Place of the transactions London Stock Exchange
-------------------------------------------------------- -------------------------------------------------------
Name of officer of issuer responsible for making notification:
Bruce Robinson (Company Secretary)
Date of notification: 4 June 2019
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
DSHUSAKRKVANRRR
(END) Dow Jones Newswires
June 04, 2019 05:18 ET (09:18 GMT)
Aj Bell (LSE:AJB)
Historical Stock Chart
From Jun 2024 to Jul 2024
Aj Bell (LSE:AJB)
Historical Stock Chart
From Jul 2023 to Jul 2024
