3Legs Resources plc Holding(s) in Company (4030T)
October 03 2014 - 5:00AM
UK Regulatory
TIDM3LEG
RNS Number : 4030T
3Legs Resources plc
03 October 2014
For filings with the FCA include the
annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying 3Legs Resources PLC
issuer
of existing shares to which voting rights
are
attached: (ii)
---------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
--------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
--------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
--------------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
--------------------------------------------------------------------------------- -------
Other (please
specify):
------------------ ------------------------------------------------------------- -------
3. Full name of person(s) subject Weiss Asset Management LP
to the
notification obligation: (iii)
------------------------------------------ ----------------------------------------------
4. Full name of shareholder(s) Brookdale International Partners, L.P.,
(if different from 3.):(iv) Brookdale Global Opportunity Fund
------------------------------------------ ----------------------------------------------
5. Date of the transaction and date Sep-30-2014
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ ----------------------------------------------
6. Date on which issuer notified: Oct-02-2014
------------------------------------------ ----------------------------------------------
7. Threshold(s) that is/are crossed > 10%
or
reached: (vi, vii)
------------------------------------------ ----------------------------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
--------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ----------------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- --------------- ------------------ ------------ ------------------------ ------------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ---- ------- ------ ----- --- ------------ ------------- --------- -------------- --------------
IM00B52P5P72 8,407,000 8,407,000 8,907,000 8,907,000 n/a 10.48 % n/a
------------- --------------- ------------------ ------------ ------------- --------- -------------- --------------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
--------------------- --------------- ------------------------------ ---------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- ------------- ------------- ----------------- ----------------------------- -------------------------
Nominal Delta
--------------- ------------- ------------- ----------------- ----------------------------- ------------ -----------
Total (A+B+C)
--------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- ----------------------------------------------------------
8,907,000 10.48 %
-------------------------------------------------------------- ----------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
----------------------------------------------------------------------------------------
Brookdale International Partners, L.P.: 6,066,760 voting rights/financial
instruments (7.14 %)
Brookdale Global Opportunity Fund: 2,840,240 voting rights/financial
instruments (3.34 %)
Proxy Voting:
----------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------ --------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
------------------------------------------------------ --------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
------------------------------------------------------ --------------------------------
Please note: This notification is
13. Additional information: not being filed with the FCA, and
is being furnished to the issuer pursuant
to Article 75.1 of the issuer's Articles
of Association dated 14 June 2011.
It is being provided on a Form TR-1
for convenience purposes only.
----------------------------------------- ---------------------------------------------
14. Contact name: Georgiy Nikitin
----------------------------------------- ---------------------------------------------
15. Contact telephone number: +1-617-778-7725
----------------------------------------- ---------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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