0HR2 Cme Group Inc

 
TIDM0HR2 
 
 

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
(a)   Full name of discloser:                  Barclays PLC. 
(b)   Owner or controller of 
      interest and short 
      positions disclosed, if 
      different from 1(a): 
(c)   Name of offeror/offeree                  CME GROUP INC 
      in relation to whose 
      relevant securities this form relates: 
(d)   Status of person making the disclosure:  CONNECTED TO THE OFFEROR 
(e)   Date position held/dealing undertaken:   23 April 2018 
(f)   In addition to the company               NO 
      in 1(c) above, 
      is the discloser makingdisclosures 
      in respect of any other 
      party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 
Class of relevant                        USD 0.01 CLASS A COMMON STOCK 
security: 
                                         Interests                        Short Positions 
                                         Number   (%)                     Number   (%) 
(1)                 Relevant securities 
                    owned 
                    and/or controlled:   82,820   0.02%                   16,596   0.00% 
(2)                 Cash-settled 
                    derivatives: 
                                         0        0.00%                   0        0.00% 
(3)                 Stock-settled 
                    derivatives 
                    (including options) 
                    and agreements to    210,200  0.06%                   284,400  0.08% 
                    purchase/sell: 
                    TOTAL:               293,020  0.09%                   300,996  0.09% 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

 
Class of relevant               Purchase/sale  Number of   Price per unit 
security                                       securities 
USD 0.01 CLASS A COMMON STOCK   Purchase       1           164.1600 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       10          163.5700 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       83          163.9900 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       100         164.1700 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       100         163.2900 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       100         163.9500 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       144         164.1800 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       148         164.1492 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       200         163.1910 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       200         164.1150 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       200         163.9499 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       208         163.8507 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       246         163.9367 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       298         163.4779 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       300         163.8666 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       300         164.0000 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       300         164.1733 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       400         164.0675 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       582         164.1530 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       613         164.9600 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       1,538       164.3207 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       1,590       164.1836 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       1,711       163.7025 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       2,000       163.9972 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       2,385       163.9111 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       2,400       163.8587 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       4,152       164.0638 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       4,300       163.7548 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       4,500       163.8515 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       4,550       164.0636 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       4,613       164.2000 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       8,772       163.9511 USD 
USD 0.01 CLASS A COMMON STOCK   Purchase       14,357      164.0033 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           11          163.6236 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           53          163.9468 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           100         163.6700 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           180         163.1900 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           200         164.1191 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           200         163.9650 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           244         164.1800 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           302         163.9589 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           361         164.1924 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           400         164.0768 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           500         163.9020 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           600         163.8416 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           613         164.9600 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           618         163.7711 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           683         163.9768 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           900         163.7822 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           900         163.7438 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,200       163.9095 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,300       163.8400 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,390       164.0931 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,638       164.3121 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,685       163.9501 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,690       164.1846 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           1,693       164.2000 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           2,092       164.1331 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           2,563       163.6948 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           3,100       163.9985 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           3,200       163.6702 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           3,267       164.0833 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           7,394       164.0155 USD 
USD 0.01 CLASS A COMMON STOCK   Sale           19,704      163.9662 USD 
 
 

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

 
Class of   Purchases/ sales  Total number of  Highest price  Lowest price 
relevant                     securities       per unit       per unit 
security                                      paid/received  paid/received 
 
 

(b) Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a long/short 
                                 position, 
                                 increasing/reducing 
                                 a long/short 
                                 position 
 
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

 
Class      Product      Writing,     Number      Exercise  Type      Expiry       Option 
of         description  purchasing,  of          price               date         money 
relevant                selling,     securities  per unit                         paid/ 
security                varying etc  to which                                     received 
                                     option                                       per unit 
                                     relates 
USD 0.01   Call         Purchasing   300         170 USD   American  27 Apr 2018  0.7400 USD 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchasing   200         170 USD   American  21 Sep 2018  7.3500 USD 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchasing   100         173 USD   American  27 Apr 2018  0.3900 USD 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Selling      200         165 USD   American  21 Sep 2018  9.7000 USD 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Selling      100         180 USD   American  15 Jun 2018  1.2000 USD 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchasing   2,000       163 USD   American  27 Apr 2018  2.2000 USD 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Selling      1,000       160 USD   American  15 Jun 2018  4.4200 USD 
CLASS      Options 
A COMMON 
STOCK 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant 
securities  which may be an inducement 
to deal or refrain from dealing entered 
into by the party to the offer or 
person acting in concert making  the disclosure and any other person: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the party to 
the offer or person acting in concert  making the 
disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c) Attachments

Are any Supplemental Forms attached?

 
Supplemental Form 8 (Open Positions)   YES 
Supplemental Form 8 (SBL)              NO 
Date of disclosure:                    24 Apr 2018 
Contact name:                          ELISE TANG 
Telephone number:                      0207 1163001 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
Identity of the person whose positions/dealings   Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose      CME GROUP INC 
relevant securities this from relates: 
 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class      Product      Writing,     Number      Exercise  Type      Expiry 
of         description  purchasing,  of          price               date 
relevant                selling,     securities  per unit 
security                varying etc  to which 
                                     option 
                                     relates 
USD 0.01   Call         Purchased    8,200       160.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      2,100       145.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    900         130.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         240.0000  American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        115.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -200        135.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -700        155.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,400      165.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -2,000      190.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -2,000      178.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -5,000      65.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    2,500       160.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    1,700       150.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    1,300       190.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    200         135.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      200         150.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         115.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      100         175.0000  American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,000      200.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,000      180.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,800      165.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -2,400      160.0000  American  11 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -3,500      85.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -5,000      60.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -7,000      170.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    5,800       170.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      5,400       140.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         150.0000  American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         175.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         130.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -100        165.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -300        160.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -500        140.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -900        180.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,100      95.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    13,500      175.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      2,100       145.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      1,500       185.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      800         105.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      200         160.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      200         153.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -600        75.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -800        145.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -900        170.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,400      115.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,500      130.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -2,200      90.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 

USD 0.01   Call         Written      -5,600      150.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -8,600      160.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -9,400      158.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    1,000       105.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      1,000       155.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    700         200.0000  American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    600         170.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      400         130.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    200         140.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         120.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      100         175.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        125.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -400        180.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -400        120.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,000      110.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    1,000       185.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    100         125.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      100         190.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        155.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -2,000      155.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    2,700       170.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    400         145.0000  American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    400         173.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    200         145.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -100        165.0000  American  21 Sep 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -300        160.0000  American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -500        135.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -203,000    150.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,200      100.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -1,900      140.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -3,200      140.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      135,900     160.0000  American  15 Jun 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    9,200       168.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Written      8,400       163.0000  American  27 Apr 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Purchased    500         220.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        70.0000   American  17 Jan 2020 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        70.0000   American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -100        160.0000  American  18 May 2018 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Put          Purchased    -200        120.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,100      200.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
USD 0.01   Call         Written      -1,600      185.0000  American  18 Jan 2019 
CLASS      Options 
A COMMON 
STOCK 
 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the 
interest or  position can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20180424005719/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

April 24, 2018 05:33 ET (09:33 GMT)