Current Report Filing (8-k)
December 10 2020 - 6:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
December
9, 2020
Date
of Report (Date of earliest event reported)
PETVIVO
HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Nevada
|
|
000-55167
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99-0363559
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(State
or other jurisdiction
of incorporation)
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|
(Commission
File Number)
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|
(IRS
Employer
Identification No.)
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5251
Edina Industrial Blvd.
Edina,
Minnesota
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55439
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(Address
of principal executive offices)
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(Zip
Code)
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(952)
405-6216
Registrant’s
telephone number, including area code
Check
the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock
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PETV
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OTCQB
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Item
8.01 Other Events
On
December 7, 2020, PetVivo Holdings Inc. (the “Company”) completed the exercise of warrants for the issuance of 637,059
shares of restricted common stock of the Company, wherein the Company received proceeds of $353,922 as a result of the exercise.
The warrants
were issued in connection with the Company’s private placement offering of units completed in December 2017 and wherein
the warrants were set to expire on December 7, 2020. The exercise price of the warrants was $0.55 per share. As of the
expiration date approximately 97% of the warrants had been exercised.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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PETVIVO
HOLDINGS, INC.
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|
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Date:
December 9, 2020
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By:
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/s/
John Lai
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Name:
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John
Lai
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Title:
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Chief
Executive Officer
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