Staktek Holdings Inc - Current report filing (8-K)
November 05 2007 - 4:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 5, 2007
Staktek Holdings, Inc.
(Exact name of registrant as specified in its charter)
000-50553
(Commission File Number)
Delaware 56-2354935
(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation)
8900 Shoal Creek Blvd, Suite 125
Austin, Texas 78757
(Address of principal executive offices, with zip code)
(512) 454-9531
(Registrant's telephone number, including area code)
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Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
|_| Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On November 5, 2007, Staktek issued a press release announcing its third
quarter 2007 results. The full text of the press release is attached as
Exhibit No. 99.1 to this Current Report on Form 8-K. The press release
contains forward-looking statements regarding Staktek and cautionary
statements identifying important factors that could cause actual results
to differ materially from those anticipated.
The information in this Current Report on Form 8-K and the exhibit
attached hereto shall not be deemed "filed" for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or
otherwise subject to the liabilities of that section, nor shall they be
deemed incorporated by reference in any filing under the Securities Act of
1933, as amended, or the Exchange Act, except as expressly set forth by
specific reference in such a filing.
Use of Non-GAAP Financial Information
Staktek provides a non-GAAP measure of operating income, net income and
earnings per diluted share on a basis excluding non-cash charges for
stock-based compensation and amortization of acquisition intangibles and
the associated income tax effect in its earnings release. The presentation
is intended to be a supplemental measure of performance. Staktek has
chosen to provide this information to investors because it believes that
excluding these charges represents a better basis for the comparison of
its current results to the results of its peer companies. In addition,
Staktek believes that it provides a means to highlight the results of core
ongoing operations to investors. The presentation of this additional
information is not meant to be considered in isolation or as a substitute
for results prepared in accordance with GAAP.
The non-GAAP financial measures included in the press release have been
reconciled to the corresponding GAAP financial measures as required under
the rules of the Securities and Exchange Commission regarding the use of
non-GAAP financial measures.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
99.1. Press Release issued November 5, 2007 announcing, among other things,
third quarter 2007 financial results
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
STAKTEK HOLDINGS, INC.
Date: November 5, 2007 By: /s/ Stephanie Lucie
------------------------------------------
Stephanie Lucie
Senior Vice President, General Counsel and
Corporate Secretary
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EXHIBIT INDEX
Exhibit No.
99.1. Press Release issued November 5, 2007, announcing, among other
things, third quarter 2007 financial results
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