Specialized Disclosure Report (sd)
May 26 2017 - 4:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form SD
SPECIALIZED DISCLOSURE REPORT
LIGHTING SCIENCE GROUP CORPORATION
(Exact Name of Registrant as Specified in Charter)
Commission file number: 0-20354
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Delaware
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23-2596710
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(State or other jurisdiction of incorporation)
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(I.R.S. Employer Identification Number)
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1350 Division Road, Suite
204
West Warwick, RI
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02893
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(Address of principal executive office)
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(Zip Code)
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Denis M. Murphy
Executive Vice President and
Chief
Financial
Officer
(321) 779-55
20
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
The Conflict Minerals Report for the calendar year ended December 31, 2016, filed herewith as Exhibit 1.01, is publicly available at https://www.lsgc.com/pages/corporate-governance
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Item 1.02 Exhibit
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflicts Minerals Report as Exhibit 1.01 to this report.
Section 2 – Exhibits
Item 2.01 Exhibits
The following Exhibit is filed as part of this report:
Exhibit 1.01 – Conflict Minerals Report of Lighting Science Group Corporation for the Reporting Period January 1, 2016 to December 31, 2016
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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LIGHTING SCIENCE GROUP CORPORATION
(Registrant)
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Date: May 26, 2017
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By
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/s/ Denis M. Murphy
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Denis M. Murphy
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Executive Vice President and
Chief Financial Officer
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Exhibit Index
Exhibit 1.01
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Conflict Minerals Report of Lighting Science Group Corporation for the Reporting Period January 1, 2016 to December 31, 2016
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