Current Report Filing (8-k)
April 06 2018 - 12:56PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): April 6, 2018
LEGACY
EDUCATION ALLIANCE, INC.
(Exact
name of registrant as specified in its charter)
Nevada
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000-55790
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39-2079974
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(State or other jurisdiction
of incorporation)
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(Commission File
Number)
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(IRS
Employer
Identification
No.)
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1612
Cape Coral Parkway East, Cape Coral, Florida
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33904
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(Address of principal
executive offices)
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(Zip Code)
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Registrant’s
telephone number, including area code:
(239) 542-0643
N/A
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
7.01
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Regulation
FD Disclosure
.
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Legacy
Education Alliance, Inc. (OTCQB: LEAI), (“the Company”) executive management will make a presentation on
April 9, 2018 to attendees of the 2018 MicroCap Conference regarding, among other things, the Company’s operations and performance.
A copy of the materials to be used at the presentation (the “Presentation Materials”) is included as Exhibit 99.1
to this Current Report on Form 8-K and is incorporated herein by reference. The Presentation Materials, possibly with modifications,
may also be used from time to time after April 9, 2018 in presentations about the Company’s operations and performance to
current and potential investors, lenders, creditors, insurers, vendors, customers, employees and others with an interest in the
Company and its business.
The
information contained in the Presentation Materials is summary information that should be considered in the context of the Company’s
filings with the Securities and Exchange Commission and other public announcements that the Company may make by press release
or otherwise from time to time. The Presentation Materials speak to matters occurring on or before the date of this Current Report
on Form 8-K. While the Company may elect to update the Presentation Materials in the future to reflect events and circumstances
occurring or existing after the date of this Current Report on Form 8-K, the Company specifically disclaims any obligation to
do so. The Presentation Materials will also be posted in the Investor Relations section of the Company’s website,
http://www.legacyeducationalliance.com
,
for 90 days.
The
information referenced under Item 7.01 (including Exhibit 99.1 referenced under Item 9.01 below) of this Current Report
on Form 8-K is being “furnished” under “Item 7.01. Regulation FD Disclosure” and, as such, shall not be
deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise
subject to the liabilities of that section. The information set forth in this Current Report on Form 8-K (including Exhibit 99.1
referenced under Item 9.01 below) shall not be incorporated by reference into any registration statement, report or
other document filed by the Company pursuant to the Securities Act of 1933, as amended, except as shall be expressly set forth
by specific reference in such filing.
Item 9.01
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Financial Statements and
Exhibits
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(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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LEGACY EDUCATION ALLIANCE, INC.
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Date: April 6, 2018
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By:
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/s/
Anthony C. Humpage
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Name: Anthony
C. Humpage
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Title: Chief Executive Officer
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2
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