Amended Statement of Changes in Beneficial Ownership (4/a)
April 16 2020 - 12:20PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Micacchi Dino |
2. Issuer Name and Ticker or Trading Symbol
JOSHUA GOLD RESOURCES INC
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JSHG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CFO, Secretary/Treasurer |
(Last)
(First)
(Middle)
1321 DUNDAS STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/27/2019 |
(Street)
WOODSTOCK, A6 N4S7V9
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
3/9/2020 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/27/2019 | 12/31/2018 (1) | A | | 3530103 | A | $0.05 | 7873439 | I | 1873942 Ontario Inc. (2) |
Common Stock | 12/27/2019 | | A | | 1000000 | A | $0.05 | 8873439 | I | 1873942 Ontario Inc. (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option | $0.1 | | | | | | | 12/31/2018 | 1/1/2021 | Common Stock | 500000 (3) | | 500000 | D | |
Option | $0.2 | | | | | | | 12/31/2019 | 1/1/2022 | Common Stock | 500000 (3) | | 1000000 | D | |
Explanation of Responses: |
(1) | These shares were earned for services rendered over a period of time, with the most recent shares earned as of December 31, 2018. |
(2) | All of the 4,530,103 shares disclosed in this Form 4 were acquired by 1873942 Ontario, Inc., of which Mr. Micacchi is the sole shareholder and director. 1873942 Ontario, Inc. owns an additional 2,347,721 shares of Common stock of the Company and 1,455,000 shares are held by Mr. Micacchi's immediate family members pursuant to gifts from Mr. Micacchi. |
(3) | Mr. Micacchi has been granted 500,000 options every year from 2017 through 2020, each of which is exercisable for two years after the date of grant. The options granted on 12/31/2018 expire on 1/1/2021, and the options granted on 12/31/2019 expires on 1/1/2022. Ownership is reflected as of the filing date of this Form 4/A. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Micacchi Dino 1321 DUNDAS STREET WOODSTOCK, A6 N4S7V9 | X |
| CFO, Secretary/Treasurer |
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Signatures
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/s/ Dino Micacchi | | 4/13/2020 |
**Signature of Reporting Person | Date |
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