- Amended Statement of Beneficial Ownership (3/A)
October 17 2011 - 3:59PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
November 30, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
WINMILL BASSETT STARR
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2. Date of Event Requiring Statement (MM/DD/YYYY)
7/15/2002
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3. Issuer Name
and
Ticker or Trading Symbol
FOXBY CORP. [FXBY]
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(Last)
(First)
(Middle)
11 HANOVER SQUARE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
___
X
___ 10% Owner
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X
___ Officer (give title below)
___
X
___ Other (specify below)
Chief Investment Strategist / See "Explanation of Responses"
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(Street)
NEW YORK, NY 10005
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
7/17/2002
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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Remarks:
The Reporting Person is the portfolio manager of the Issuer and is an officer of the Issuer's registered investment adviser and its affiliates. He may be deemed to have indirect beneficial ownership of 638,588 Issuer shares as a result of his status as a controlling person of Winmill & Co. Incorporated and Midas Securities Group, Inc. (formerly Investor Service Center, Inc.), the direct beneficial owner and wholly owned subsidiary of Winmill & Co. Incorporated. The registered investment adviser is also a wholly owned subsidiary of Winmill & Co. Incorporated. The Reporting Person disclaims beneficial ownership of the Issuer shares held by Midas Securities Group, Inc.
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No securities are beneficially owned.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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WINMILL BASSETT STARR
11 HANOVER SQUARE
NEW YORK, NY 10005
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X
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X
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Chief Investment Strategist
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See "Explanation of Responses"
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Signatures
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Bassett S. Winmill
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10/13/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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