Amended Statement of Ownership (sc 13g/a)
February 13 2020 - 12:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 13)*
Aegon N.V.
(Name of Issuer)
Common Shares
(Title of
Class of Securities)
007924103
(CUSIP Number)
December 31, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
PAGE 1 OF 5 PAGES
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CUSIP NO. 007924103
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13G
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PAGE 2 OF 5 PAGES
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1
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NAME OF
REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Dodge & Cox 94-1441976
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a) ☐ (b) ☐
N/A
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
California -
U.S.A.
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
121,378,203 Common Shares and 109,200,287 NYSE Listed Shares
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
121,378,203 Common Shares and 114,191,707 NYSE Listed Shares
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
121,378,203 Common Shares and 114,191,707 NYSE Listed Shares
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES*
N/A
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
11.2%
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12
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TYPE OF REPORTING PERSON*
IA
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PAGE 2 OF 5 PAGES
Item 1(a)
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Name of Issuer:
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Aegon N.V.
Item 1(b)
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Address of Issuers Principal Executive Offices:
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Aegonplein 50
P.O. Box 85
2501 CB The Hague
The
Netherlands
Item 2(a)
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Name of Person Filing:
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Dodge & Cox
Item 2(b)
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Address of the Principal Office or, if none, Residence:
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555 California Street, 40th Floor
San Francisco, CA 94104
California - U.S.A.
Item 2(d)
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Title of Class of Securities:
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Common Shares
007924103
Item 3
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If the Statement is being filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
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(e) ☒ Investment Advisor
registered under section 203 of the Investment Advisors Act of 1940
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(a)
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Amount Beneficially Owned:
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121,378,203 Common Shares and 114,191,707 NYSE Listed Shares
11.2%
PAGE
3
OF 5 PAGES
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or direct the vote:
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121,378,203 Common Shares and 109,200,287 NYSE Listed Shares
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(ii)
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shared power to vote or direct the vote:
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0
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(iii)
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sole power to dispose or to direct the
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disposition of: 121,378,203 Common Shares and 114,191,707 NYSE Listed Shares
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(iv)
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shared power to dispose or to direct the
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disposition of: 0
Item 5
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Ownership of Five Percent or Less of a Class:
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Not applicable.
Item 6
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Ownership of More than Five Percent on Behalf of Another Person:
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The clients of Dodge & Cox, including investment companies registered under the Investment Company Act of 1940 and other managed
accounts, have the right to receive or power to direct the receipt of dividends from, and the proceeds from the sale of, Aegon N.V.
Item 7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company:
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Not applicable.
Item 8
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Identification and Classification of Members of the Group:
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Not applicable.
Item 9
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Notice of Dissolution of a Group:
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Not applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course
of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such
purpose or effect.
PAGE
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OF 5 PAGES
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 13, 2020
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DODGE & COX
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By:
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/S/ Katherine M. Primas
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Name:
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Katherine M. Primas
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Title:
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Chief Compliance Officer
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PAGE
5
OF 5 PAGES
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