UPDATE: SPAC Capitol Acquisition Being Acquired, Forming REIT
June 11 2009 - 2:49PM
Dow Jones News
Capitol Acquisition Corp. (CLA) announced Thursday a newly
organized real-estate investment trust, Two Harbors Investment
Corp., and its sale to the REIT, forming a company that will focus
on securities made up of pools of mortgages.
The deal comes less than two years after the U.S. housing bubble
burst, and seeks to make money off distressed home loans and the
ongoing turbulence in the market for such securities.
Also, the deal is being announced about five months before
Capitol Acquisition faces a deadline to make an acquisition or
liquidate.
Management of the new REIT hopes to get a boost from its
investments in mortgage securities if a federal program aimed at
thawing debt markets is extended to home loans that aren't covered
by the umbrella of Fannie Mae (FNM) and Freddie Mac (FRE), the two
government-controlled mortgage finance giants.
There are "historic dislocations" in the mortgage market that
present investment opportunities, said Mark Ein, chairman and chief
executive of Capitol Acquisition, during a conference call
Thursday. Ein will be the vice chairman of the new REIT.
Under the deal's terms, stock of Capitol Acquisition, a
so-called special purpose acquisition company, or SPAC, will be
converted into shares of the privately held REIT, Two Harbors.
The REIT will be managed by Pine River Capital Management LP, an
investment adviser with $800 million of assets. Pine River's focus
includes distressed credit and arbitrage. Brian Taylor, founder and
chief executive of Pine River, will serve as chairman of Two
Harbors after the deal is completed.
The Two Harbors investment team will be led by co-chief
investment officers Steve Kuhn and Bill Roth. Kuhn joined Pine
River from Goldman Sachs Group Inc.'s (GS) asset management
division in January 2008. Roth will join the company June 16, after
working at Citigroup Inc. (C) since 1981. Most recently, Roth was a
part of Citi's trading group that invested the bank's funds in
asset-backed securities, including mortgages.
The REIT's investment strategy is to garner returns from
distressed and discounted mortgage securities that have fallen out
of favor in the current credit bust. Two Harbors also will buy home
loans that meet the guidelines of Fannie and Freddie.
If the government's Term Asset-Backed Securities Loan Facility,
or TALF, aimed at reviving lending to consumers, is extended to
include non-agency mortgage securities, it "could provide a large
one-time increase in value of securities," said Kuhn in the
call.
The transaction is expected to be closed by the end of the third
quarter. Capitol shares ended Wednesday at $9.61, and were trading
at $9.73, up 1.2%, in afternoon trading Thursday. The stock went
public in November, 2007, at around $9.
A so-called SPAC, Capitol raised $250 million in its initial
public offering. SPACs are formed as empty shells, and raise money
during an IPO, which is then used to finance a business
purchase.
While the management of a SPAC is vetting purchases, the money
is parked in a trust that invests in relatively risk-free
securities, such as U.S. government debt. Typically, if management
hasn't signed an agreement for an acquisition within 18 to 24
months, the company is dissolved and the money is returned to
investors.
Capitol had 24 months from November 2007 to consummate a
business combination or else liquidate.
SPACs were in vogue in 2007, as major investment banks began
underwriting these deals and more hedge funds became interested in
the structures. But activity fell off steeply in 2008 along with
the broader IPO market.
-By Aparajita Saha-Bubna and Lynn Cowan, Dow Jones Newswires;
617-654-6729; aparajita.saha-bubna@dowjones.com
(Tess Stynes contributed to this story.)