Western Asset Claymore Inflation-Linked Securities & Income Fund - Amended Statement of Beneficial Ownership (SC 13D/A)
July 07 2008 - 4:20PM
Edgar (US Regulatory)
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UNITED STATES
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SECURITIES AND EXCHANGE
COMMISSION
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Washington, D.C. 20549
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SCHEDULE 13D
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Under the Securities
Exchange Act of 1934
(Amendment No. 3)*
Western Asset/Claymore
Inflation-Linked Securities &
Income Fund
(Name of Issuer)
Common
Shares of Beneficial Interest Without Par Value
(Title of Class of Securities)
95766Q106
(CUSIP Number)
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Laurie
Smiley, Esq.
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Matthew
S. Topham, Esq.
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Arian
Colachis, Esq.
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K&L
Gates LLP
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Cascade
Investment, L.L.C.
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925
Fourth Avenue, Suite 2900
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2365
Carillon Point
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Seattle,
Washington 98104
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Kirkland,
WA 98033
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(206)
623-7580
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(425)
889-7900
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
June 27,
2008
(Date of Event which Requires Filing of this
Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is
the subject of this Schedule 13D, and is filing this schedule because of
§§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
o
Note
: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all
exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
*
The remainder of this cover page shall be filled out for a reporting
persons initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on
the remainder of this cover page shall not be deemed to be filed for the
purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or
otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 95766Q106
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1.
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Names
of Reporting Persons. I.R.S. Identification Nos. of above persons (entities
only)
Cascade Investment, L.L.C.
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2.
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Check
the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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o
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(b)
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o
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3.
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SEC
Use Only
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4.
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Source
of Funds (See Instructions)
WC
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5.
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Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or
2(e)
o
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6.
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Citizenship
or Place of Organization
State of Washington
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Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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7.
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Sole
Voting Power
3,466,800*
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8.
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Shared
Voting Power
-0-
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9.
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Sole
Dispositive Power
3,466,800*
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10.
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Shared
Dispositive Power
-0-
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11.
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Aggregate
Amount Beneficially Owned by Each Reporting Person
3,466,800*
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12.
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Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
o
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13.
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Percent
of Class Represented by Amount in Row (11)
11.89%
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14.
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Type
of Reporting Person (See Instructions)
OO
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*All
Common Shares held by Cascade Investment, L.L.C. (Cascade) may be deemed to
be beneficially owned by William H. Gates III as the sole member of
Cascade. Michael Larson, the Business Manager of Cascade, has voting and
investment power with respect to the Common Shares held by Cascade. Mr. Larson
disclaims any beneficial ownership of the Common Shares beneficially owned by
Cascade and Mr. Gates.
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1.
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Names
of Reporting Persons. I.R.S. Identification Nos. of above persons (entities
only)
William H. Gates III
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2.
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Check
the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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o
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(b)
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o
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3.
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SEC
Use Only
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4.
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Source
of Funds (See Instructions)
WC
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5.
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Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or
2(e)
o
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6.
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Citizenship
or Place of Organization
United States of America
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Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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7.
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Sole
Voting Power
3,466,800*
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8.
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Shared
Voting Power
-0-
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9.
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Sole
Dispositive Power
3,466,800*
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10.
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Shared
Dispositive Power
-0-
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11.
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Aggregate
Amount Beneficially Owned by Each Reporting Person
3,466,800*
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12.
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Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
o
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13.
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Percent
of Class Represented by Amount in Row (11)
11.89%
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14.
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Type
of Reporting Person (See Instructions)
IN
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*All
Common Shares held by Cascade may be deemed to be beneficially owned by William
H. Gates III as the sole member of Cascade. Michael Larson, the Business
Manager of Cascade, has voting and investment power with respect to the Common
Shares held by Cascade. Mr. Larson disclaims any beneficial
ownership of the Common Shares beneficially owned by Cascade and
Mr. Gates.
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EXPLANATORY NOTE
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This Amendment No. 3 to Schedule 13D (Amendment)
relates to the Common Shares of Beneficial Interest without par value (the Common
Shares) of Western Asset/Claymore Inflation-Linked Securities and Income
Fund (the Issuer). This Amendment is filed to amend and supplement
the Items set forth below of the Reporting Persons Schedule 13D previously
filed with the Securities and Exchange Commission on January 3, 2006, as
amended on April 19, 2006 and June 18, 2008.
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Item 5.
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Interest
in Securities of Issuer
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(a) See items 11 and 13 of the cover pages to
this Schedule 13D for the aggregate number of shares and percentage of Common
Shares beneficially owned by each of the Reporting Persons.
(b) See items 7 through 10 of the cover pages to
this Schedule 13D for the number of Common Shares beneficially owned by each
of the Reporting Persons as to which there is sole power to vote or to direct
the vote, shared power to vote or to direct the vote and sole or shared power
to dispose or to direct the disposition.
(c) From June 19, 2008 through July 3,
2008, Cascade purchased a total of 530,000 Common Shares for cash in open
market transactions on the dates and at the price per share set forth on Exhibit 99.1,
which is attached hereto and incorporated herein by reference.
(d) Except as set forth in this Schedule
13D, to the knowledge of the Reporting Persons, no person has the right to
receive or the power to direct the receipt of dividends from, or the proceeds
from the sale of, securities covered by this Schedule 13D.
(e) Not applicable.
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Item 7.
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Material to Be Filed as Exhibits
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Exhibit
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Description
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99.1
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Dates
and prices of purchases of Common Stock during period June 19, 2008
through July 3, 2008
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4
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date:
July 7, 2008
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CASCADE
INVESTMENT, L.L.C.(1)
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By:
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/s/
Michael Larson
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Name:
Michael Larson
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Title:
Business Manager
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WILLIAM
H. GATES III(1)
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By:
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/s/
Michael Larson
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Name:
Michael Larson(2)
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Title:
Attorney-in-fact
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(1) This
amendment is being filed jointly by Cascade Investment, L.L.C. and William H.
Gates III pursuant to the Joint Filing Agreement dated January 3, 2006 and
included with the signature page to the initial Schedule 13D with respect
to Western Asset/Claymore Inflation-Linked Securities & Income Fund
(formerly known as Western Asset/Claymore U.S. Treasury Inflation Protected
Securities Fund) filed on January 3, 2006, SEC File No. 005-77986, and
incorporated by reference herein.
(2)
Duly authorized under Special Power of Attorney appointing Michael Larson
attorney-in-fact, dated February 3, 2006, by and on behalf of William H.
Gates III, filed as Exhibit 99.1 to Cascade Investment, L.L.C.s Amendment
No. 2 to Schedule 13G with respect to Arch Capital Group Ltd. on March 7,
2006, SEC File No. 005-45257, and incorporated by reference herein.
5
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