Statement of Ownership (sc 13g)
December 20 2021 - 04:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
KANSAS
CITY SOUTHERN
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(Name of Issuer)
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COMMON
STOCK, PAR VALUE $0.01 PER SHARE
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(Title of Class of
Securities)
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DECEMBER
13, 2021
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(Date of event which requires
filing of this statement)
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Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for
a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover
page shall not be deemed to be "filed" for the purpose of
Section 18 of the Securities Exchange Act of 1934 ("Act") or
otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see
the notes).
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CUSIP No.
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485170302
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SCHEDULE 13G
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Page |
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2
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of |
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15
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1 |
NAMES OF REPORTING PERSONS
Integrated Core Strategies (US) LLC
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b)
þ
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3 |
SEC
USE ONLY
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
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5 |
SOLE
VOTING POWER
-0-
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6 |
SHARED VOTING POWER
-0- (See Item 4(a))
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7 |
SOLE
DISPOSITIVE POWER
-0-
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8 |
SHARED DISPOSITIVE POWER
-0- (See Item 4(a))
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
-0- (See Item 4(a))
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
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12 |
TYPE OF
REPORTING PERSON
OO |
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CUSIP No.
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485170302
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SCHEDULE 13G
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Page |
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3
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of |
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15
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1 |
NAMES OF REPORTING PERSONS
ICS Opportunities II LLC
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b)
þ
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3 |
SEC
USE ONLY
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
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5 |
SOLE
VOTING POWER
-0-
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6 |
SHARED VOTING POWER
-0- (See Item 4(a))
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7 |
SOLE
DISPOSITIVE POWER
-0-
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8 |
SHARED DISPOSITIVE POWER
-0- (See Item 4(a))
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
-0- (See Item 4(a))
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
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12 |
TYPE OF
REPORTING PERSON
OO |
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CUSIP No.
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485170302
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SCHEDULE 13G
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Page |
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4
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of |
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15
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1 |
NAMES OF REPORTING PERSONS
ICS Opportunities, Ltd.
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b)
þ
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3 |
SEC
USE ONLY
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
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5 |
SOLE
VOTING POWER
-0-
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6 |
SHARED VOTING POWER
-0- (See Item 4(a))
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7 |
SOLE
DISPOSITIVE POWER
-0-
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8 |
SHARED DISPOSITIVE POWER
-0- (See Item 4(a))
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
-0- (See Item 4(a))
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
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12 |
TYPE OF
REPORTING PERSON
CO |
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CUSIP No.
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485170302
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SCHEDULE 13G
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Page |
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5
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of |
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15
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1 |
NAMES OF REPORTING PERSONS
Millennium International Management LP
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b)
þ
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3 |
SEC
USE ONLY
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
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5 |
SOLE
VOTING POWER
-0-
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6 |
SHARED VOTING POWER
-0- (See Item 4(a))
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7 |
SOLE
DISPOSITIVE POWER
-0-
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8 |
SHARED DISPOSITIVE POWER
-0- (See Item 4(a))
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
-0- (See Item 4(a))
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
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12 |
TYPE OF
REPORTING PERSON
PN |
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CUSIP No.
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485170302
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SCHEDULE 13G
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Page |
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6
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of |
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15
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1 |
NAMES OF REPORTING PERSONS
Millennium Management LLC
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b)
þ
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3 |
SEC
USE ONLY
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
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5 |
SOLE
VOTING POWER
-0-
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6 |
SHARED VOTING POWER
-0- (See Item 4(a))
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7 |
SOLE
DISPOSITIVE POWER
-0-
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8 |
SHARED DISPOSITIVE POWER
-0- (See Item 4(a))
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
-0- (See Item 4(a))
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
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12 |
TYPE OF
REPORTING PERSON
OO |
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CUSIP No.
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485170302
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SCHEDULE 13G
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Page |
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7
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of |
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15
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1 |
NAMES OF REPORTING PERSONS
Millennium Group Management LLC
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b)
þ
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3 |
SEC
USE ONLY
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
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5 |
SOLE
VOTING POWER
-0-
|
6 |
SHARED VOTING POWER
-0- (See Item 4(a))
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7 |
SOLE
DISPOSITIVE POWER
-0-
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8 |
SHARED DISPOSITIVE POWER
-0- (See Item 4(a))
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
-0- (See Item 4(a))
|
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
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12 |
TYPE OF
REPORTING PERSON
OO |
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CUSIP No.
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485170302
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SCHEDULE 13G
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Page |
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8
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of |
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15
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1 |
NAMES OF REPORTING PERSONS
Israel A. Englander
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b)
þ
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3 |
SEC
USE ONLY
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
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5 |
SOLE
VOTING POWER
-0-
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6 |
SHARED VOTING POWER
-0- (See Item 4(a))
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7 |
SOLE
DISPOSITIVE POWER
-0-
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8 |
SHARED DISPOSITIVE POWER
-0- (See Item 4(a))
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
-0- (See Item 4(a))
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
o
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
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12 |
TYPE
OF REPORTING PERSON
IN
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CUSIP No.
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485170302
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SCHEDULE
13G
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Page |
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9
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15
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Item 1. |
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(a) |
Name of
Issuer: |
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Kansas City Southern, a Delaware
corporation (the "Issuer"). |
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(b) |
Address of Issuer’s
Principal Executive Offices: |
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427 West 12th Street
Kansas City, Missouri 64105
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Item 2.
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(a) |
Name of Person
Filing: |
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(b) |
Address of
Principal Business Office: |
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(c) |
Citizenship: |
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Integrated Core
Strategies (US) LLC
c/o Millennium Management LLC
399 Park Avenue
New York, New York 10022
Citizenship: Delaware |
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ICS Opportunities II
LLC
c/o Millennium International Management LP
399 Park Avenue
New York, New York 10022
Citizenship: Cayman Islands |
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ICS Opportunities,
Ltd.
c/o Millennium International Management LP
399 Park Avenue
New York, New York 10022
Citizenship: Cayman Islands |
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Millennium
International Management LP
399 Park Avenue
New York, New York 10022
Citizenship: Delaware |
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Millennium Management
LLC
399 Park Avenue
New York, New York 10022
Citizenship: Delaware |
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Millennium Group
Management LLC
399 Park Avenue
New York, New York 10022
Citizenship: Delaware |
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Israel A.
Englander
c/o Millennium Management LLC
399 Park Avenue
New York, New York 10022
Citizenship: United States |
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(d) |
Title of Class of
Securities: |
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common
stock, par value $0.01 per share ("Common Stock") |
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(e) |
CUSIP
Number: |
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485170302 |
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CUSIP No.
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485170302
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SCHEDULE 13G
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Item 3. If this statement is filed
pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person
filing is a:
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(a) |
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Broker or
dealer registered under section 15 of the Act (15 U.S.C.
78o); |
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(b) |
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Bank as
defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
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(c) |
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Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c); |
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(d) |
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Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C. 80a-8); |
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(e) |
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An
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E); |
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(f) |
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An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
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CUSIP No.
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485170302
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SCHEDULE
13G
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Page |
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15
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(g) |
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A parent
holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G); |
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(h) |
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A savings
association as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813); |
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(i) |
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A church
plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a-3); |
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(j) |
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Group, in
accordance with §240.13d-1(b)(1)(ii)(J). |
Item 4. Ownership
Provide the following information
regarding the aggregate number and percentage of the class of
securities of the issuer identified in Item 1.
(a) Amount Beneficially Owned:
As of the close of business on December 13,
2021, the reporting persons beneficially owned an aggregate of
7,063,418 shares of the Issuer’s Common Stock or 7.8% of the
Issuer’s Common Stock outstanding, which percentage was calculated
based on 90,980,440 shares of the Issuer’s Common Stock outstanding
as of October 14, 2021, as reported in the Issuer’s proxy statement
filed on November 3, 2021.
On December 14, 2021, the Issuer was
acquired by Canadian Pacific Railway Limited ("Canadian Pacific")
through a series of transactions pursuant to that certain Agreement
and Plan of Merger (the "Merger Agreement") dated as of September
15, 2021, by and among the Issuer, Canadian Pacific, Cygnus Merger
Sub 1 Corporation and Cygnus Merger Sub 2 Corporation. In
connection with such transactions, each issued and outstanding
share of the Issuer’s Common Stock (other than certain excluded
shares as described in the Merger Agreement) was converted into the
right to receive (A) 2.884 common shares of Canadian Pacific and
(B) $90.00 in cash, without interest. Accordingly, following the
consummation of the transactions contemplated by the Merger
Agreement, the reporting persons no longer beneficially owned any
shares of the Issuer’s Common Stock.
(b) Percent of Class:
0.0%
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CUSIP No.
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485170302
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SCHEDULE
13G
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(c) Number of shares as to which such person
has:
(i) Sole power to vote or to direct the
vote
-0-
(ii) Shared power to vote or to direct the
vote
-0- (See Item
4(a))
(iii) Sole power to dispose or to direct the
disposition of
-0-
(iv) Shared power to dispose or to direct the disposition
of
-0- (See Item
4(a))
Item 5. Ownership of Five Percent or Less of a
Class
If this statement is being filed to
report the fact that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five percent of the
class of securities, check the following þ.
Item 6. Ownership of More than Five Percent on Behalf
of Another Person.
Not
applicable.
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company.
Not
applicable.
Item 8. Identification and Classification of Members of
the Group
See Exhibit I.
Item 9. Notice of Dissolution of
Group
Not
applicable.
Item 10.
Certification
By signing below each of the undersigned
certifies that, to the best of its knowledge and belief, the
securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any
transaction having that purpose or effect.
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CUSIP No.
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485170302
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SCHEDULE 13G
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Exhibits:
Exhibit I: Joint Filing
Agreement, dated as of December 17, 2021, by and among Integrated
Core Strategies (US) LLC, ICS Opportunities II LLC, ICS
Opportunities, Ltd., Millennium International Management LP,
Millennium Management LLC, Millennium Group Management LLC and
Israel A. Englander.
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CUSIP No.
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485170302
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SCHEDULE 13G
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SIGNATURE
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After reasonable inquiry and to the best of its knowledge
and belief, each of the undersigned certifies that the information
with respect to it set forth in this statement is true, complete,
and correct.
Dated: December 17, 2021
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INTEGRATED CORE STRATEGIES
(US) LLC
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner
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By: /s/ Gil Raviv
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Name: Gil Raviv
Title: Global General Counsel
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ICS
OPPORTUNITIES II LLC
By: Millennium International Management LP,
its Investment
Manager
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By: /s/ Gil Raviv
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Name: Gil Raviv
Title: Global General Counsel
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ICS OPPORTUNITIES, LTD.
By: Millennium International Management LP,
its Investment
Manager
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By: /s/ Gil Raviv
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Name: Gil Raviv
Title: Global General Counsel
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MILLENNIUM INTERNATIONAL
MANAGEMENT LP
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By: /s/Gil Raviv
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Name: Gil Raviv
Title: Global General Counsel
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MILLENNIUM MANAGEMENT
LLC
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By: /s/Gil Raviv
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Name: Gil Raviv
Title: Global General Counsel
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MILLENNIUM GROUP MANAGEMENT
LLC
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By: /s/Gil Raviv
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Name: Gil Raviv
Title: Global General Counsel
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/s/ Israel A. Englander
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Israel A. Englander
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CUSIP No.
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485170302
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SCHEDULE 13G
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EXHIBIT I |
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JOINT FILING AGREEMENT |
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This will confirm the agreement by and among the
undersigned that the Schedule 13G filed with the Securities and
Exchange Commission on or about the date hereof with respect to the
beneficial ownership by the undersigned of the Common Stock, par
value $0.01 per share, of Kansas City Southern, a Delaware
corporation, will be filed on behalf of each of the persons and
entities named below in accordance with Rule 13d-1(k) under the
Securities Exchange Act of 1934, as amended. This Agreement may be
executed in two or more counterparts, each of which shall be deemed
an original, but all of which together shall constitute one and the
same instrument.
Dated: December 17, 2021
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INTEGRATED CORE STRATEGIES
(US) LLC
By: Integrated Holding Group LP,
its Managing Member
By: Millennium Management LLC,
its General Partner
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By: /s/ Gil Raviv
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Name: Gil Raviv
Title: Global General Counsel
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ICS
OPPORTUNITIES II LLC
By: Millennium International Management LP,
its Investment
Manager
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By: /s/ Gil Raviv
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Name: Gil Raviv
Title: Global General Counsel
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ICS OPPORTUNITIES, LTD.
By: Millennium International Management LP,
its Investment
Manager
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By: /s/ Gil Raviv
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Name: Gil Raviv
Title: Global General Counsel
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MILLENNIUM INTERNATIONAL
MANAGEMENT LP
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By: /s/Gil Raviv
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Name: Gil Raviv
Title: Global General Counsel
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MILLENNIUM MANAGEMENT
LLC
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By: /s/Gil Raviv
|
Name: Gil Raviv
Title: Global General Counsel
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MILLENNIUM GROUP MANAGEMENT
LLC
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By: /s/Gil Raviv
|
Name: Gil Raviv
Title: Global General Counsel
|
|
/s/ Israel A. Englander
|
Israel A. Englander
|
Kansas City Southern (NYSE:KSU)
Historical Stock Chart
From May 2023 to Jun 2023
Kansas City Southern (NYSE:KSU)
Historical Stock Chart
From Jun 2022 to Jun 2023