Initial Statement of Beneficial Ownership (3)
March 30 2023 - 4:53PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Alpha Wave Global, LP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/27/2022
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3. Issuer Name and Ticker or Trading Symbol
Golden Falcon Acquisition Corp. [GFX]
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(Last)
(First)
(Middle)
667 MADISON AVENUE, 19TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
NEW YORK, NY 10065
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock, par value $0.0001 per share | 750000 | I | See footnotes (1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Securities held for certain affiliated private funds (the "Alpha Wave Funds") for which Alpha Wave Global, LP ("Alpha Wave") acts as investment manager. Richard Gerson ("Mr. Gerson") serves as the Chairman and Chief Investment Officer of Alpha Wave. |
(2) | For purposes of Section 16 of the Securities Exchange Act of 1934, each of Alpha Wave and Mr. Gerson expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of Alpha Wave or Mr. Gerson is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Alpha Wave Global, LP 667 MADISON AVENUE 19TH FLOOR NEW YORK, NY 10065 |
| X |
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GERSON RICK MATTHEW C/O ALPHA WAVE GLOBAL, LP 667 MADISON AVENUE, 19TH FLOOR NEW YORK, NY 10065 |
| X |
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Signatures
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Alpha Wave Global, LP, By: /s/ Richard Gerson, Chairman and CIO | | 3/30/2023 |
**Signature of Reporting Person | Date |
/s/ Richard Gerson | | 3/30/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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