1
The
Gabelli
Convertible
and
Income
Securities
Fund
Inc.
Schedule
of
Investments
—
June
30,
2024
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
—
79
.8
%
Aerospace
—
1
.5
%
$
1,000,000‌
Rocket
Lab
USA
Inc.
,
4.250
%
,
02/01/29
(a)
.............
$
1,170,625‌
Automotive
—
1
.4
%
1,250,000‌
Rivian
Automotive
Inc.
,
3.625
%
,
10/15/30
(a)
.............
1,082,449‌
Broadcasting
—
2
.1
%
865,000‌
fuboTV
Inc.
,
3.250
%
,
02/15/26
...............
520,081‌
1,000,000‌
Liberty
Media
Corp.-Liberty
Formula
One
,
2.250
%
,
08/15/27
...............
1,065,662‌
1,585,743‌
Business
Services
—
3
.8
%
1,000,000‌
BigBear.ai
Holdings
Inc.
,
6.000
%
,
12/15/26
(a)
.............
724,755‌
1,800,000‌
MicroStrategy
Inc.
,
2.250
%
,
06/15/32
(a)
.............
1,711,835‌
400,000‌
Zillow
Group
Inc.
,
1.375
%
,
09/01/26
...............
486,245‌
2,922,835‌
Computer
Software
and
Services
—
12
.4
%
1,375,000‌
Akamai
Technologies
Inc.
,
1.125
%
,
02/15/29
(a)
.............
1,306,882‌
150,000‌
Alibaba
Group
Holding
Ltd.
,
0.500
%
,
06/01/31
(a)
.............
145,163‌
1,350,000‌
CSG
Systems
International
Inc.
,
3.875
%
,
09/15/28
(a)
.............
1,257,525‌
Lumentum
Holdings
Inc.
1,250,000‌
0.500
%
,
12/15/26
...............
1,131,994‌
750,000‌
1.500
%
,
12/15/29
...............
732,213‌
1,050,000‌
PagerDuty
Inc.
,
1.500
%
,
10/15/28
(a)
.............
1,132,928‌
1,000,000‌
PAR
Technology
Corp.
,
1.500
%
,
10/15/27
...............
936,000‌
1,000,000‌
Progress
Software
Corp.
,
3.500
%
,
03/01/30
(a)
.............
1,021,583‌
700,000‌
Rapid7
Inc.
,
1.250
%
,
03/15/29
(a)
.............
663,549‌
1,118,000‌
Veritone
Inc.
,
1.750
%
,
11/15/26
...............
403,615‌
650,000‌
Vertex
Inc.
,
0.750
%
,
05/01/29
(a)
.............
777,635‌
9,509,087‌
Consumer
Products
—
0
.1
%
100,000‌
Spectrum
Brands
Inc.
,
3.375
%
,
06/01/29
(a)
.............
96,800‌
Principal
Amount
Market
Value
Consumer
Services
—
2
.1
%
$
1,000,000‌
Live
Nation
Entertainment
Inc.
,
3.125
%
,
01/15/29
...............
$
1,107,922‌
400,000‌
Uber
Technologies
Inc.
,
Ser.
2028
,
0.875
%
,
12/01/28
(a)
.............
476,600‌
1,584,522‌
Energy
and
Utilities
—
19
.1
%
1,308,000‌
Array
Technologies
Inc.
,
1.000
%
,
12/01/28
...............
1,060,081‌
Bloom
Energy
Corp.
1,000,000‌
3.000
%
,
06/01/28
...............
972,235‌
100,000‌
3.000
%
,
06/01/29
...............
88,550‌
1,100,000‌
CMS
Energy
Corp.
,
3.375
%
,
05/01/28
...............
1,081,850‌
400,000‌
Kosmos
Energy
Ltd.
,
3.125
%
,
03/15/30
(a)
.............
419,500‌
1,000,000‌
Nabors
Industries
Inc.
,
1.750
%
,
06/15/29
...............
729,000‌
1,925,000‌
NextEra
Energy
Partners
LP
,
2.500
%
,
06/15/26
(a)
.............
1,763,787‌
1,000,000‌
Northern
Oil
&
Gas
Inc.
,
3.625
%
,
04/15/29
...............
1,154,750‌
500,000‌
Ormat
Technologies
Inc.
,
2.500
%
,
07/15/27
...............
496,500‌
1,345,000‌
PG&E
Corp.
,
4.250
%
,
12/01/27
(a)
.............
1,358,114‌
2,250,000‌
PNM
Resources
Inc.
,
5.750
%
,
06/01/54
(a)
.............
2,208,375‌
1,400,000‌
PPL
Capital
Funding
Inc.
,
2.875
%
,
03/15/28
...............
1,344,350‌
800,000‌
Stem
Inc.
,
4.250
%
,
04/01/30
(a)
.............
334,720‌
1,910,000‌
Sunnova
Energy
International
Inc.
,
2.625
%
,
02/15/28
...............
692,709‌
1,000,000‌
WEC
Energy
Group
Inc.
,
4.375
%
,
06/01/29
(a)
.............
996,000‌
14,700,521‌
Financial
Services
—
5
.0
%
400,000‌
Bread
Financial
Holdings
Inc.
,
4.250
%
,
06/15/28
...............
536,331‌
700,000‌
Coinbase
Global
Inc.
,
0.250
%
,
04/01/30
(a)
.............
677,600‌
900,000‌
Global
Payments
Inc.
,
1.500
%
,
03/01/31
(a)
.............
828,450‌
750,000‌
HCI
Group
Inc.
,
4.750
%
,
06/01/42
...............
979,725‌
900,000‌
SoFi
Technologies
Inc.
,
1.250
%
,
03/15/29
(a)
.............
840,600‌
3,862,706‌
2
The
Gabelli
Convertible
and
Income
Securities
Fund
Inc.
Schedule
of
Investments
(Continued)
—
June
30,
2024
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
(Continued)
Food
and
Beverage
—
2
.5
%
$
800,000‌
Fomento
Economico
Mexicano
SAB
de
CV
,
2.625
%
,
02/24/26
...............
$
849,567‌
1,000,000‌
The
Chefs'
Warehouse
Inc.
,
2.375
%
,
12/15/28
...............
1,114,361‌
1,963,928‌
Health
Care
—
13
.4
%
1,000,000‌
Amphastar
Pharmaceuticals
Inc.
,
2.000
%
,
03/15/29
(a)
.............
958,789‌
750,000‌
Coherus
Biosciences
Inc.
,
1.500
%
,
04/15/26
...............
551,252‌
4,000,000‌
Cutera
Inc.
,
2.250
%
,
06/01/28
...............
818,002‌
250,000‌
Dexcom
Inc.
,
0.375
%
,
05/15/28
...............
245,500‌
1,000,000‌
Evolent
Health
Inc.
,
3.500
%
,
12/01/29
(a)
.............
904,750‌
1,000,000‌
Exact
Sciences
Corp.
,
2.000
%
,
03/01/30
(a)
.............
887,000‌
500,000‌
Haemonetics
Corp.
,
2.500
%
,
06/01/29
(a)
.............
492,250‌
1,500,000‌
Halozyme
Therapeutics
Inc.
,
1.000
%
,
08/15/28
...............
1,671,135‌
500,000‌
Immunocore
Holdings
plc
,
2.500
%
,
02/01/30
(a)
.............
413,200‌
800,000‌
Jazz
Investments
I
Ltd.
,
2.000
%
,
06/15/26
...............
771,400‌
250,000‌
Pacira
BioSciences
Inc.
,
2.125
%
,
05/15/29
(a)
.............
249,125‌
1,250,000‌
Sarepta
Therapeutics
Inc.
,
1.250
%
,
09/15/27
...............
1,611,250‌
400,000‌
TransMedics
Group
Inc.
,
1.500
%
,
06/01/28
...............
702,957‌
10,276,610‌
Metals
and
Mining
—
1
.2
%
1,000,000‌
MP
Materials
Corp.
,
3.000
%
,
03/01/30
(a)
.............
903,244‌
Real
Estate
Investment
Trusts
—
4
.1
%
750,000‌
Redwood
Trust
Inc.
,
7.750
%
,
06/15/27
...............
728,906‌
600,000‌
Rexford
Industrial
Realty
LP
,
4.125
%
,
03/15/29
(a)
.............
586,200‌
2,000,000‌
Summit
Hotel
Properties
Inc.
,
1.500
%
,
02/15/26
...............
1,810,000‌
3,125,106‌
Principal
Amount
Market
Value
Security
Software
—
1
.2
%
$
1,100,000‌
Cardlytics
Inc.
,
4.250
%
,
04/01/29
(a)
.............
$
894,850‌
Semiconductors
—
5
.1
%
200,000‌
Impinj
Inc.
,
1.125
%
,
05/15/27
...............
310,365‌
1,100,000‌
indie
Semiconductor
Inc.
,
4.500
%
,
11/15/27
(a)
.............
1,101,100‌
750,000‌
MKS
Instruments
Inc.
,
1.250
%
,
06/01/30
(a)
.............
802,265‌
600,000‌
ON
Semiconductor
Corp.
,
0.500
%
,
03/01/29
...............
577,050‌
2,100,000‌
Wolfspeed
Inc.
,
1.875
%
,
12/01/29
...............
1,167,600‌
3,958,380‌
Telecommunications
—
4
.0
%
1,250,000‌
Infinera
Corp.
,
3.750
%
,
08/01/28
...............
1,360,000‌
1,700,000‌
Liberty
Latin
America
Ltd.
,
2.000
%
,
07/15/24
...............
1,692,733‌
3,052,733‌
Transportation
—
0
.8
%
700,000‌
Air
Transport
Services
Group
Inc.
,
3.875
%
,
08/15/29
(a)
.............
595,675‌
TOTAL
CONVERTIBLE
CORPORATE
BONDS
.......................
61,285,814‌
Shares
MANDATORY
CONVERTIBLE
SECURITIES
(b)
—
7
.6
%
Diversified
Industrial
—
1
.8
%
25,000‌
Chart
Industries
Inc.
,
Ser.
B
,
6.750
%
,
12/15/25
...............
1,421,000‌
Energy
and
Utilities
—
2
.2
%
40,000‌
NextEra
Energy
Inc.
,
6.926
%
,
09/01/25
...............
1,659,600‌
Health
Care
—
2
.1
%
34,000‌
BrightSpring
Health
Services
Inc.
,
6.750
%
,
02/01/27
...............
1,600,380‌
Specialty
Chemicals
—
1
.5
%
25,000‌
Albemarle
Corp.
,
7.250
%
,
03/01/27
...............
1,166,500‌
TOTAL
MANDATORY
CONVERTIBLE
SECURITIES
...................
5,847,480‌
3
The
Gabelli
Convertible
and
Income
Securities
Fund
Inc.
Schedule
of
Investments
(Continued)
—
June
30,
2024
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
—
5
.7
%
Aerospace
—
0
.1
%
400‌
The
Boeing
Co.
†
..................
$
72,804‌
Automotive:
Parts
and
Accessories
—
0.0
%
2,000‌
Dana
Inc.
.......................
24,240‌
Broadcasting
—
0
.1
%
35,000‌
Grupo
Televisa
SAB
,
ADR
............
96,950‌
Computer
Hardware
—
0
.1
%
400‌
International
Business
Machines
Corp.
..
69,180‌
Diversified
Industrial
—
0
.7
%
1,000‌
General
Electric
Co.
................
158,970‌
800‌
ITT
Inc.
........................
103,344‌
3,300‌
Textron
Inc.
.....................
283,338‌
545,652‌
Energy
and
Energy
Services
—
0
.1
%
1,200‌
Halliburton
Co.
...................
40,536‌
Entertainment
—
0.0
%
7,500‌
Ollamani
SAB
†
...................
17,091‌
1,000‌
Paramount
Global
,
Cl. B
.............
10,390‌
27,481‌
Financial
Services
—
2
.2
%
1,200‌
American
Express
Co.
..............
277,860‌
1,000‌
Citigroup
Inc.
....................
63,460‌
400‌
JPMorgan
Chase
&
Co.
,
CDI
..........
80,904‌
600‌
Julius
Baer
Group
Ltd.
..............
33,524‌
300‌
Morgan
Stanley
..................
29,157‌
6,200‌
State
Street
Corp.
.................
458,800‌
12,000‌
The
Bank
of
New
York
Mellon
Corp.
....
718,680‌
300‌
The
PNC
Financial
Services
Group
Inc.
..
46,644‌
1,709,029‌
Food
and
Beverage
—
0
.2
%
600‌
Pernod
Ricard
SA
.................
81,413‌
400‌
Remy
Cointreau
SA
................
33,371‌
114,784‌
Health
Care
—
0
.9
%
400‌
Johnson
&
Johnson
...............
58,464‌
1,300‌
Merck
&
Co.
Inc.
..................
160,940‌
1,700‌
Perrigo
Co.
plc
...................
43,656‌
6,000‌
Pfizer
Inc.
......................
167,880‌
8,000‌
Roche
Holding
AG
,
ADR
............
277,360‌
708,300‌
Real
Estate
Investment
Trusts
—
0
.9
%
7,205‌
Crown
Castle
Inc.
.................
703,929‌
Shares
Market
Value
Retail
—
0
.2
%
200‌
Costco
Wholesale
Corp.
.............
$
169,998‌
Telecommunications
—
0
.2
%
200‌
Swisscom
AG
....................
112,527‌
TOTAL
COMMON
STOCKS
...........
4,395,410‌
Principal
Amount
U.S.
GOVERNMENT
OBLIGATIONS
—
6
.9
%
$
5,305,000‌
U.S.
Treasury
Bills,
5.288
%
to
5.320
%
††
,
08/08/24
to
09/05/24
......................
5,263,896‌
TOTAL
INVESTMENTS
—
100
.0
%
.....
(Cost
$
81,154,163
)
..............
$
76,792,600‌
(a)
Securities
exempt
from
registration
under
Rule
144A
of
the
Securities
Act
of
1933,
as
amended.
These
securities
may
be
resold
in
transactions
exempt
from
registration,
normally
to
qualified
institutional
buyers.
(b)
Mandatory
convertible
securities
are
required
to
be
converted
on
the
dates
listed;
they
generally
may
be
converted
prior
to
these
dates
at
the
option
of
the
holder.
†
Non-income
producing
security.
††
Represents
annualized
yields
at
dates
of
purchase.
ADR
American
Depositary
Receipt
CDI
CHESS
(Australia)
Depository
Interest
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