UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

CURRENT REPORT

 

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

Date of Report ( Date of earliest event reported ): December 23, 2016

  

  

Five Oaks Investment Corp.

( Exact name of registrant as specified in its charter )

 

 

Maryland 001-35845  45-4966519
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

 

 

540 Madison Avenue, 19 th Floor

New York, New York

10022
(Address of principal executive offices) (Zip Code)

     

(212) 257 5073

( Registrant’s telephone number, including area code )

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

           

 

 

  

Item 7.01 Regulation FD Disclosure.

 

The information contained in this Current Report on Form 8-K (including Exhibit 99.1) is being furnished by Five Oaks Investment Corp. (the “Company”) pursuant to Item 7.01 of Form 8-K in satisfaction of the public disclosure requirements of Regulation FD.

 

On December 27, 2016 the Company issued a press release announcing the results of the election process for its deficiency dividend and the declaration of its first quarter 2017 dividend rates. A copy of the press release is furnished herewith as Exhibit 99.1 to this current report on Form 8-K and is incorporated herein by reference.

 

The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

99.1  -     Press Release of Five Oaks Investment Corp., dated December 27, 2016.

  

    2  

 

  

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Five Oaks Investment Corp.  
       
December 27, 2016 By: /s/ David Oston  
    David Oston  
    Chief Financial Officer, Secretary and Treasurer  

 

    3  

 

  

Exhibit Index

 

Exhibit No.   Description
     
99.1 - Press Release of Five Oaks Investment Corp., dated December 27, 2016.

 

    4  

 

 

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