Current Report Filing (8-k)
September 19 2016 - 6:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (
Date of earliest event
reported
): September 16, 2016
Five Oaks Investment Corp.
(
Exact name of registrant
as specified in its charter
)
Maryland
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001-35845
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45-4966519
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(State or other jurisdiction of incorporation)
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(Commission File Number)
|
(IRS Employer Identification No.)
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540 Madison Avenue, 19
th
Floor
New York, New York
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10022
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(Address of principal executive offices)
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(Zip Code)
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(212) 257 5073
( Registrant’s
telephone number, including area code )
(Former name or former address, if changed
since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(
see
General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Item 7.01 Regulation FD Disclosure.
The information contained in this Current
Report on Form 8-K (including Exhibit 99.1) is being furnished by Five Oaks Investment Corp. (the “Company”) pursuant
to Item 7.01 of Form 8-K in satisfaction of the public disclosure requirements of Regulation FD.
On September 16, 2016 the Company issued
a press release announcing the declaration of its fourth quarter 2016 dividend rates. A copy of the press release is furnished
herewith as Exhibit 99.1 to this current report on Form 8-K and is incorporated herein by reference.
The information disclosed under this Item
7.01, including Exhibit 99.1 hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it
be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as
shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
99.1
- Press
Release of Five Oaks Investment Corp., dated September 16, 2016.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Five Oaks Investment Corp.
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September 16, 2016
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By:
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/s/ David Oston
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David Oston
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Chief Financial Officer, Secretary and Treasurer
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Exhibit Index
Exhibit No.
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Description
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99.1
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-
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Press Release of Five Oaks Investment Corp., dated September 16, 2016.
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