Current Report Filing (8-k)
August 09 2016 - 4:56PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (
Date of earliest event reported
): August 9, 2016
Five Oaks Investment Corp.
(
Exact name of registrant as specified in its charter
)
Maryland
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001-35845
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45-4966519
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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540 Madison Av., 19
th
Floor
New York, New York
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10022
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(Address of principal executive offices)
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(Zip Code)
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(212) 257-5073
(Registrant’s telephone number, including area code)
(Former name or former address, if changed
since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(
see
General Instruction A.2. below):
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02.
Results of Operations and Financial
Condition.
On August 9, 2016, Five Oaks Investment
Corp. (the “Company”) issued a press release announcing its financial results for the fiscal quarter ended June 30,
2016 (the “Release”). A copy of the Release is attached hereto as Exhibit 99.1, and is incorporated herein by reference.
The information disclosed under this Item
2.02, including Exhibit 99.1 hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it
be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as
shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
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99.1
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- Press Release of Five Oaks Investment Corp., August
9, 2016.
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Five Oaks Investment Corp.
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August 9, 2016
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By:
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/s/ DAVID OSTON
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David Oston
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Chief Financial Officer, Secretary and Treasurer
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