FiscalNote Receives Continued Listing Standard Notice From NYSE
November 29 2024 - 1:05PM
Business Wire
FiscalNote Holdings, Inc. (NYSE: NOTE) ("FiscalNote" or the
“Company”), a leading AI-driven enterprise SaaS technology provider
of policy and global intelligence, announced today that it received
notification from the New York Stock Exchange ("NYSE") on November
25, 2024 that FiscalNote is no longer in compliance with the NYSE
continued listing standard that requires listed companies to
maintain an average closing share price of at least USD $1.00 over
a consecutive 30 trading-day period. FiscalNote is in compliance
with all other NYSE continued listing standards.
The Company is evaluating all options to address this matter. In
parallel, the Company remains focused on providing AI-driven legal
and regulatory insights to its more than 4,000 global customers as
they tackle the ongoing challenges of constant change and increased
complexity brought about by accelerated regulatory and legislative
policymaking, the realities of recent electoral changes in the U.S.
and E.U., and the arrival of thousands of newly-elected and
appointed stakeholders. The Company's senior executives continue to
be engaged in proactive outreach to current and prospective
investors, while remaining focused on generating increased
profitability and executing on FiscalNote's plans to drive
sustainable, profitable growth by delivering best-in-class product
experiences, further simplifying its portfolio, identifying
additional operational efficiencies, and reducing debt.
The NYSE’s notification does not affect FiscalNote’s business
operations or its Securities and Exchange Commission reporting
requirements, has no immediate effect on the listing of the
FiscalNote’s common stock on the NYSE, and does not conflict with
or cause an event of default under the Company’s material debt
agreements. Under the NYSE’s rules, FiscalNote has a period of six
months from receipt of the notice to regain compliance with the
minimum share price requirement. FiscalNote’s Class A common stock
will continue to be listed and traded on the NYSE during this
period, subject to the Company’s compliance with other NYSE
continued listing standards. FiscalNote intends to regain
compliance with the NYSE’s listing standards and, as required by
the NYSE, intends to respond to the NYSE within ten business days
with respect to its intent to cure the deficiency.
About FiscalNote
FiscalNote (NYSE: NOTE) is a leader in policy and global
intelligence. By uniquely combining data, technology, and insights,
FiscalNote empowers customers to manage political and business
risk. Since 2013, FiscalNote has pioneered technology that delivers
critical insights and the tools to turn them into action. Home to
CQ, Dragonfly, Oxford Analytica, VoterVoice, and many other
industry-leading brands, FiscalNote serves thousands of customers
worldwide with global offices in North America, Europe, Asia, and
Australia. To learn more about FiscalNote and its family of brands,
visit FiscalNote.com and follow @FiscalNote.
Safe Harbor Statement
Certain statements in this press release may be considered
forward-looking statements within the meaning of the Private
Securities Litigation Reform Act of 1995. Forward-looking
statements generally relate to future events or FiscalNote’s future
financial or operating performance. In some cases, you can identify
forward-looking statements by terminology such as “pro forma,”
“may,” “should,” “could,” “might,” “plan,” “possible,” “project,”
“strive,” “budget,” “forecast,” “expect,” “intend,” “will,”
“estimate,” “anticipate,” “believe,” “predict,” “potential” or
“continue,” or the negatives of these terms or variations of them
or similar terminology. Such forward-looking statements are subject
to risks, uncertainties, and other important factors that could
cause actual results to differ materially from those expressed or
implied by such forward-looking statements. These factors are
discussed in FiscalNote’s SEC filings, including its most recent
reports on Forms 10-K and 10-Q, particularly the "Risk Factors"
sections of those reports. Any forward-looking statements are based
upon estimates and assumptions that, while considered reasonable by
FiscalNote and its management, are inherently uncertain. Nothing in
this press release should be regarded as a representation by any
person that the forward-looking statements set forth herein will be
achieved or that any of the contemplated results of such
forward-looking statements will be achieved. You should not place
undue reliance on forward-looking statements, which speak only as
of the date they are made. FiscalNote undertakes no obligation to
update or revise any forward-looking statements, whether as a
result of new information, future events or otherwise, except as
may be required under applicable securities laws.
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version on businesswire.com: https://www.businesswire.com/news/home/20241129439801/en/
Media Nicholas Graham FiscalNote press@fiscalnote.com
Investor Relations Bob Burrows FiscalNote
IR@fiscalnote.com
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