Statement of Changes in Beneficial Ownership (4)
March 03 2021 - 4:42PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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GREENWOOD GREG A |
2. Issuer Name and Ticker or Trading Symbol
Evergy, Inc.
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EVRG
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP-STRATEGY & CHIEF ADMIN OFF |
(Last)
(First)
(Middle)
C/O EVERGY, INC., 1200 MAIN ST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/2/2021 |
(Street)
KANSAS CITY, MO 64105
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | | | | | | | | 23766 (1) | D | |
Common Stock | | | | | | | | 2566 (2) | I | 401(k) plan account |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (3) | 3/2/2021 | | A | | 3660 | | (4) | (4) | Common Stock | 3660 | $0 | 16271 (5) | D | |
Explanation of Responses: |
(1) | Includes 2 share acquired through reinvestment of dividends. |
(2) | Includes 72 shares acquired from investment in the Company's 401(k) Plan. |
(3) | A restricted stock unit represents a contingent right to receive one share of Evergy, Inc. common stock. |
(4) | Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 6,135 units vest on June 4, 2021, (ii) 3,387 units (plus reinvested dividends related to those units) vest on March 1, 2022, (iii) 2,744 units (plus reinvested dividends related to those units) vest on March 3, 2023, and (iv) 3,660 units (plus reinvested dividends related to those units) vest on March 2, 2024. |
(5) | Includes 180 restricted stock units acquired through the reinvestment of dividends. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GREENWOOD GREG A C/O EVERGY, INC. 1200 MAIN ST KANSAS CITY, MO 64105 |
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| EVP-STRATEGY & CHIEF ADMIN OFF |
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Signatures
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Executed on behalf of Gregory A. Greenwood by Jeffrey C. DeBruin, attorney-in-fact | | 3/3/2021 |
**Signature of Reporting Person | Date |
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