Form 8-K - Current report

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 26, 2024 (August 24, 2024)

Corebridge Financial, Inc.

(Exact name of Registrant as Specified in Its Charter)


Delaware	001-41504	95-4715639
(State or Other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

2919 Allen Parkway, Woodson Tower,
Houston, Texas		77019
(Address of Principal Executive Offices)		(Zip Code)

1-877-375-2422

(Registrant’s Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading

Symbol(s)

Name of each exchange on which registered

Common Stock

CRBG

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain

Officers; Compensatory Arrangements of Certain Officers

On August 24, 2024, the Board of Directors (the “Board”) of Corebridge Financial, Inc. (the “Company”) increased the number of directors serving on the Board from twelve to thirteen and elected Edward P. Bousa, age 65, as a director of the Company, effective immediately. The Board affirmatively determined that Mr. Bousa qualifies as an independent director under the Corporate Governance Standards of the New York Stock Exchange and Rule 10A-3 under the Securities Exchange Act of 1934, as amended. The Board has appointed Mr. Bousa to the Audit Committee of the Board, effective immediately.

There was no arrangement or understanding between Mr. Bousa and any other person pursuant to which he was selected as a director. Mr. Bousa will be compensated in accordance with previously disclosed compensation programs for the Company’s independent directors.

Item 8.01 Other Events.

On August 26, 2024, the Company issued a press release announcing the appointment of Mr. Bousa as a director, a copy of which is furnished as Exhibit 99.1 and incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.


Exhibit Number						Description

99.1						Press release dated August 26, 2024

104						Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


Date: August 26, 2024	Corebridge Financial, Inc.

	By:	/s/ Christine Nixon
		Name: Christine Nixon
		Title: Executive Vice President and General Counsel

Exhibit 99.1


			FOR IMMEDIATE RELEASE

Corebridge Financial Elects Edward Bousa to Board of Directors

Former Mutual Fund Executive Brings 40 Years of Experience in Investments, Corporate Strategy and Risk Management

HOUSTON – August 26, 2024 – Corebridge Financial, Inc. (NYSE: CRBG) today announced that its Board of Directors has elected Edward Bousa as an independent director, effective immediately.

Mr. Bousa is a highly respected, veteran portfolio manager with over four decades of experience in the mutual fund industry. An acclaimed investment manager, he is well known for his in-depth assessments and analysis of companies across a multitude of sectors.

When he retired from Wellington Management Company LLC in 2020 after a storied 20-year career, Mr. Bousa was a member of the Executive Committee, a partner and the leader of Quality Value Equity Investment Strategies, a team consistently recognized by Morningstar for investment excellence.

“Edward Bousa’s decades of impressive investment success, skilled leadership and deep expertise advising companies on growth, innovation and optimal performance will be an asset to Corebridge,” said Peter Zaffino, Chairman of the Board of Directors of Corebridge Financial. “We are very pleased to welcome Edward to the Corebridge Financial Board of Directors and look forward to working with him.”

Mr. Bousa is a director on the boards of Omnicell and Azenta, Inc., leading providers of solutions for healthcare and life sciences. He is also the treasurer and a board member for the Iacocca Family Foundation that was created to fund diabetes research programs and projects.

# # #

About Corebridge Financial

Corebridge Financial, Inc. makes it possible for more people to take action in their financial lives. With more than $390 billion in assets under management and administration as of June 30, 2024, Corebridge Financial is one of the largest providers of retirement solutions and insurance products in the United States. We proudly partner with financial professionals and institutions to help individuals plan, save for and achieve secure financial futures. For more information, visit corebridgefinancial.com and follow us on LinkedIn, YouTube and Instagram.

Contacts

Işıl Müderrisoğlu (Investors): investorrelations@corebridgefinancial.com

Matt Ward (Media): media.contact@corebridgefinancial.com

Cover	Aug. 24, 2024
Document Information [Line Items]
Document Type	8-K
Document Period End Date	Aug. 24, 2024
Entity Registrant Name	Corebridge Financial, Inc.
Entity Incorporation, State or Country Code	DE
Entity File Number	001-41504
Entity Tax Identification Number	95-4715639
Entity Address, Address Line One	2919 Allen Parkway
Entity Address, Address Line Two	Woodson Tower
Entity Address, City or Town	Houston
Entity Address, State or Province	TX
Entity Address, Postal Zip Code	77019
City Area Code	877
Local Phone Number	375-2422
Written Communications	false
Soliciting Material	false
Pre-commencement Tender Offer	false
Pre-commencement Issuer Tender Offer	false
Title of 12(b) Security	Common Stock
Trading Symbol	CRBG
Security Exchange Name	NYSE
Entity Emerging Growth Company	false
Entity Central Index Key	0001889539
Amendment Flag	false