EMM Disclosure
January 12 2004 - 5:50AM
UK Regulatory
RNS Number:1016U
UBS AG (EMM)
12 January 2004
FORM 38.5 (SUMMARY)
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of securities in which
dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM UBS AG
Date of disclosure 12-Jan-2004
Contact Name Equities Compliance
Telephone number 0207 568 4981
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies:
CARLTON COMMUNICATIONS
DERWENT VALLEY HLDGS
GRANADA
TBI
AMENDMENT
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please state which element(s) of previous
disclosure was incorrect:
In the case of option business or dealings in derivatives full details should be given on a separate sheet so that the
nature of the dealings can be fully understood. For options this should include the number of securities under option,
the exercise period (or in the case of exercise, the exercise date), the exercise price and any option money paid or
received. For derivatives this should include, at least, the number of reference securities to which they relate (when
relevant), the maturity date (or if applicable the closing out date) and the reference price.For full details of
disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring Section of the Panel, Tel
No:
020-7638 0129.
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in CARLTON COMMUNICATIONS
Class of securities ORD GBP0.05
Date of disclosure 12-Jan-2004
Date of dealing 09-jan-2004
Name of EMM UBS AG
Name of offeree / offeror with whom connected Carlton Communications
Total Number of securities bought 449,976
Highest price paid* 2.5125 GBP
Lowest price paid* 2.4475 GBP
Total Number of securities sold 217,618
Highest price received* 2.5200 GBP
Lowest price received* 2.4575 GBP
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in DERWENT VALLEY HLDGS
Class of securities ORD GBP0.05
Date of disclosure 12-Jan-2004
Date of dealing 09-jan-2004
Name of EMM UBS AG
Name of offeree / offeror with whom connected Derwent Valley Holdings Ltd
Total Number of securities bought 312,979
Highest price paid* 7.3300 GBP
Lowest price paid* 7.3000 GBP
Total Number of securities sold 14,100
Highest price received* 7.3200 GBP
Lowest price received* 7.3000 GBP
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in GRANADA
Class of securities ORD GBP0.10
Date of disclosure 12-Jan-2004
Date of dealing 09-jan-2004
Name of EMM UBS AG
Name of offeree / offeror with whom connected Granada
Total Number of securities bought 4,052,203
Highest price paid* 1.3250 GBP
Lowest price paid* 1.2760 GBP
Total Number of securities sold 3,053,218
Highest price received* 1.3225 GBP
Lowest price received* 1.2825 GBP
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in TBI
Class of securities ORD GBP0.10
Date of disclosure 12-Jan-2004
Date of dealing 09-jan-2004
Name of EMM UBS AG
Name of offeree / offeror with whom connected UBS AG is financial advisor to RWE, associate of Hochtief
Total Number of securities bought 760,997
Highest price paid* 0.6646 GBP
Lowest price paid* 0.6600 GBP
Total Number of securities sold 20,000
Highest price received* 0.6660 GBP
Lowest price received* 0.6625 GBP
This information is provided by RNS
The company news service from the London Stock Exchange
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