Initial Statement of Beneficial Ownership (3)
October 09 2020 - 11:23AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Fergerson Laura F |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/30/2020
|
3. Issuer Name and Ticker or Trading Symbol
BrandywineGLOBAL-Global Income Opportunities Fund Inc [BWG]
|
(Last)
(First)
(Middle)
C/O FRANKLIN TEMPLETON, 3344 QUALITY DRIVE, FLOOR 1 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) ___X___ Other (specify below) / Manager/Investment Manager |
(Street)
RANCHO CORDOVA, CA 95670
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
No securities are beneficially owned. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Fergerson Laura F C/O FRANKLIN TEMPLETON 3344 QUALITY DRIVE, FLOOR 1 RANCHO CORDOVA, CA 95670 |
|
|
| Manager/Investment Manager |
Signatures
|
/s/ George P. Hoyt by Power of Attorney for Laura Fergerson | | 10/9/2020 |
**Signature of Reporting Person | Date |
BrandywineGlobal Global ... (NYSE:BWG)
Historical Stock Chart
From Oct 2024 to Nov 2024
BrandywineGlobal Global ... (NYSE:BWG)
Historical Stock Chart
From Nov 2023 to Nov 2024