Statement of Changes in Beneficial Ownership (4)
November 05 2020 - 4:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Fisher Cynthia A |
2. Issuer Name and Ticker or Trading Symbol
BOSTON BEER CO INC
[
SAM
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
186 PARK STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/4/2020 |
(Street)
NEWTON, MA 02458
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common | 11/4/2020 | | M | | 275.00 | A | $151.49 | 675.00 | D | |
Class A Common | 11/4/2020 | | S | | 275.00 | D | $1030.83 | 400.00 | D | |
Class A Common | 11/3/2020 | | S(1) | | 100.00 | D | $1013.27 | 51027.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 218.00 | D | $1016.91 (2) | 50809.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 175.00 | D | $1018.08 (3) | 50634.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 18.00 | D | $1019.70 (4) | 50616.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 100.00 | D | $1020.62 | 50516.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 205.00 | D | $1022.57 (5) | 50311.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 300.00 | D | $1025.50 (6) | 50011.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 500.00 | D | $1027.88 (7) | 49511.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 1464.00 | D | $1028.80 (8) | 48047.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 1320.00 | D | $1030.00 (9) | 46727.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 100.00 | D | $1030.91 | 46627.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 300.00 | D | $1032.88 (10) | 46327.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 200.00 | D | $1035.00 | 46127.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 400.00 | D | $1037.19 | 45727.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 500.00 | D | $1038.39 (11) | 45227.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 400.00 | D | $1040.13 (12) | 44827.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 200.00 | D | $1041.08 (13) | 44627.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 300.00 | D | $1042.38 (14) | 44327.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 500.00 | D | $1043.36 (15) | 43827.00 | I | By Foundation managed by Reporting Person |
Class A Common | 11/4/2020 | | S(1) | | 200.00 | D | $1045.41 (16) | 43627.00 | I | By Foundation managed by Reporting Person |
Class A Common | | | | | | | | 23487.00 | I | By spouse as custodian for children under UGTMA |
Class A Common | | | | | | | | 3656.00 | I | Custodian for children under UGTMA |
Class A Common | | | | | | | | 2532.00 | I | As trustee in trust for children |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock option (Right to Buy) | $151.49 | 11/3/2020 | | M | | | 275.00 | 5/29/2013 | 5/28/2023 | Class A Common | 275.00 | $0.00 | 819.00 | D | |
Explanation of Responses: |
(1) | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Foundation on August 6, 2020. The shares are held by a Foundation managed by the Reporting Person's Spouse. The Reporting Person serves on the Board of Directors of the Foundation, but expressly disclaims beneficial ownership of the shares. |
(2) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 218 shares is from $1016.19 to $1017.02. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(3) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 175 shares is from $1017.85 to $1018.7. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(4) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 18 shares is from $1019.41 to $1019.86. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(5) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 205 shares is from $1022.32 to $1023.08 The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(6) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 300 shares is from $1025.17 to $1026.13. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(7) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 500 shares is from $1027.37 to $1028.28. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(8) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,464 shares is from $1028.52 to $1029.31. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(9) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,320 shares is from $1029.70 to $1030.07. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(10) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 300 shares is from $1032.79 to $1033.06. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(11) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 500 shares is from $1038.25 to $1038.50. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(12) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 400 shares is from $1039.83 to $1040.31. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(13) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $1040.84 to $1041.33. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(14) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 300 shares is from $1041.94 to $1042.79. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(15) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 500 shares is from $1043.11 to $1043.82. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
(16) | The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $1045.00 to $1045.83. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Fisher Cynthia A 186 PARK STREET NEWTON, MA 02458 | X |
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Signatures
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Michael G. Andrews under POA for the benefit of Cynthia A. Fisher | | 11/5/2020 |
**Signature of Reporting Person | Date |
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