Current Report Filing (8-k)
February 18 2022 - 4:19PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
February 16, 2022
Arbor Realty Trust, Inc.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN
ITS CHARTER)
maryland
(STATE OF INCORPORATION)
001-32136 |
20-0057959 |
(COMMISSION FILE NUMBER) |
(IRS EMPLOYER ID. NUMBER) |
333
Earle Ovington Boulevard, Suite
900 |
|
Uniondale,
New York |
11553 |
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) |
(ZIP CODE) |
(516)
506-4200
(REGISTRANT’S TELEPHONE NUMBER, INCLUDING
AREA CODE)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
|
Trading symbols |
|
Name of each exchange on which
registered |
Common Stock, par value $0.01 per share |
|
ABR |
|
New
York Stock Exchange |
Preferred Stock, 6.375% Series D Cumulative Redeemable, par value $0.01 per share |
|
ABR-PD |
|
New
York Stock Exchange |
Preferred Stock, 6.25% Series E Cumulative Redeemable, par value $0.01 per share |
|
ABR-PE |
|
New
York Stock Exchange |
Preferred Stock, 6.25% Series F Fixed-to-Floating Rate Cumulative Redeemable, par value $0.01 per share |
|
ABR-PF |
|
New
York Stock Exchange |
Item 5.05 | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics. |
The Code of Business Conduct and Ethics of Arbor Realty Trust, Inc.
(“we,” “our” or “us”) identifies as an actual or potential conflict of interest if one of our employees
makes an investment in a company that has an existing business relationship with us. Executive officers must obtain the approval of the
independent members of the board of directors prior to making any such investment. On February 16, 2022, the independent members of the
board of directors granted a waiver to our chief executive officer, through a business controlled by our chief executive officer, to make
an investment of $0.55 million in a finance related technology company that provides services to us. We will also make an investment of
$0.45 million in the technology company. The investments will collectively represent less than 5% of the total capital in the company.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
ARBOR REALTY TRUST, INC. |
|
|
|
By: |
/s/ Paul Elenio |
|
Name: |
Paul Elenio |
|
Title: |
Chief Financial Officer |
|
Date: February 18, 2022 |
|
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