Statement of Changes in Beneficial Ownership (4)
July 02 2021 - 4:19PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
TIGER GLOBAL MANAGEMENT LLC |
2. Issuer Name and Ticker or Trading Symbol
Apollo Global Management, Inc.
[
APO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
9 WEST 57TH STREET, 35TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/30/2021 |
(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock, par value $0.00001 per share | 6/30/2021 | | J(1) | | 3861024 | D | (1) | 31052476 | I | See footnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This transaction represents a pro-rata in-kind distribution by certain private investment funds managed by Tiger Global Management, LLC ("Tiger Global") to their partners for no consideration. |
(2) | The securities of the Issuer are held in the accounts of private investment funds managed by Tiger Global and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global; and (iii) Scott Shleifer("Shleifer"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman and Shleifer disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Exchange Act. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
TIGER GLOBAL MANAGEMENT LLC 9 WEST 57TH STREET 35TH FLOOR NEW YORK, NY 10019 |
| X |
|
|
Coleman Charles P III C/O TIGER GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 35TH FLOOR NEW YORK, NY 10019 |
| X |
|
|
SHLEIFER SCOTT L C/O TIGER GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 35TH FLOOR NEW YORK, NY 10019 |
| X |
|
|
Signatures
|
Tiger Global Management, LLC, By: /s/ Charles P. Coleman, III, Partner and Portfolio Manager | | 7/2/2021 |
**Signature of Reporting Person | Date |
Charles P. Coleman, III, /s/ Charles P. Coleman, III | | 7/2/2021 |
**Signature of Reporting Person | Date |
Scott Shleifer, /s/ Scott Shleifer | | 7/2/2021 |
**Signature of Reporting Person | Date |
Apollo Global Management (NYSE:APO-A)
Historical Stock Chart
From Jun 2024 to Jul 2024
Apollo Global Management (NYSE:APO-A)
Historical Stock Chart
From Jul 2023 to Jul 2024