Initial Statement of Beneficial Ownership (3)
July 08 2021 - 4:31PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hickman Glenn M |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/1/2021
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3. Issuer Name and Ticker or Trading Symbol
WRAP TECHNOLOGIES, INC. [WRAP]
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(Last)
(First)
(Middle)
C/O WRAP TECHNOLOGIES, INC., 1817 W 4TH STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) CHIEF OPERATING OFFICER / |
(Street)
TEMPE, AZ 85281
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 30000 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options | (2) | 3/23/2031 | Common Stock | 70000 | $5.50 | D | |
Explanation of Responses: |
(1) | Represents restricted stock units ("RSUs"). RSUs will be issued upon vesting, and shall vest one third on July 1, 2022, with the balance vesting ratably every six months over the next two years thereafter. |
(2) | One third of the stock options shall vest on July 1, 2022, with the balance vesting ratably each month beginning August 1, 2022 over the next two years thereafter. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hickman Glenn M C/O WRAP TECHNOLOGIES, INC. 1817 W 4TH STREET TEMPE, AZ 85281 |
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| CHIEF OPERATING OFFICER |
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Signatures
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/s/ James A. Barnes, Attorney-in-Fact | | 7/8/2021 |
**Signature of Reporting Person | Date |
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