Current Report Filing (8-k)
January 10 2023 - 4:31PM
Edgar (US Regulatory)
0001450704
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0001450704
2023-01-04
2023-01-04
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
January 4, 2023
VIVAKOR,
INC.
(Exact name of registrant as specified in its charter)
Nevada |
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001-41286 |
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26-2178141 |
(State or other jurisdiction of |
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(Commission |
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(IRS Employer |
incorporation or organization) |
|
File Number) |
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Identification No.) |
4101 North Thanksgiving Way
Lehi, UT 84043
(Address
of principal executive offices)
(949)
281-2606
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
Common Stock |
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VIVK |
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The
Nasdaq Stock Market LLC (Nasdaq Capital Market) |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02 Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On January 4, 2023, Trent Staggs advised the Board
of Directors (the “Board”) of Vivakor, Inc. (the “Company”) of his resignation, effective immediately, from the
Board and from his positions as a member of the Audit Committee and as chairman of the Compensation Committee and the Nominating and Corporate
Governance Committee. Such resignation was not the result of any dispute or disagreement with the Company or the Board on any matter relating
to the operations, policies or practices of the Company.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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VIVAKOR, INC. |
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Dated: January 10, 2023 |
By: |
/s/ James Ballengee |
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Name: James Ballengee |
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Title: Chief Executive Officer |
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