Statement of Changes in Beneficial Ownership (4)
November 21 2022 - 05:18PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Dixon Evan
Christopher |
2. Issuer Name and Ticker or Trading
Symbol VIASAT INC [ VSAT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Pres. Global Fixed Broadband |
(Last)
(First)
(Middle)
6155 EL CAMINO REAL |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/17/2022
|
(Street)
CARLSBAD, CA 92009
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
$.0001 par value common
stock |
11/17/2022 |
|
M |
|
5828 |
A |
$0.00 |
14503 (1) |
D |
|
$.0001 par value common
stock |
11/17/2022 |
|
F(2) |
|
3069 |
D |
$34.00 |
11434 |
D |
|
$.0001 par value common
stock |
11/19/2022 |
|
M |
|
750 |
A |
$0.00 |
12184 |
D |
|
$.0001 par value common
stock11 |
11/19/2022 |
|
F(2) |
|
395 |
D |
$34.04 |
11789 |
D |
|
$.0001 par value common
stock |
|
|
|
|
|
|
|
817 (3) |
I |
By 401(k) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
restricted stock unit |
$0.00 |
11/17/2022 |
|
M |
|
|
748 |
(4) |
(5) |
common stock |
748 |
$0.00 |
748 |
D |
|
restricted stock unit |
$0.00 |
11/17/2022 |
|
M |
|
|
5080 |
(6) |
(5) |
common stock |
5080 |
$0.00 |
10160 |
D |
|
restricted stock unit |
$0.00 |
11/19/2022 |
|
M |
|
|
750 |
(7) |
(5) |
common stock |
750 |
$0.00 |
0 |
D |
|
Explanation of
Responses: |
(1) |
Includes 284 shares
purchased under the Viasat Employee Stock Purchase Plan on
12/31/2021 and 443 shares purchased on 06/30/2022. |
(2) |
This entry represents the
number of shares of Viasat, Inc. common stock withheld by the
Issuer to satisfy the tax withholding obligation of the Reporting
Person. These shares were not sold by the Reporting Person but were
instead offset from the total number of vested shares received by
the Reporting Person from the Issuer. |
(3) |
Includes 279 shares of
common stock the reporting person acquired under the Viasat
401(k)Plan, since the date of the reporting person's last ownership
report. |
(4) |
The original restricted
stock grant was for 2,994 shares on 11/15/2019. Subject to the
reporting person's continued employment with the Issuer, the units
vest and convert into shares of common stock (on a 1-for-1 basis)
in four (4) equal annual installments beginning on
11/17/2020. |
(5) |
Until vested, the restricted
stock unit shall be subject to forfeiture in the event of
termination of employment or service with the Issuer. |
(6) |
The original award was for
20,320 restricted stock units on 11/17/2020 Subject to the
Reporting Person's continued employment with the Issuer, the units
vest and convert into shares of common stock of the Issuer (on a
1-for-1 basis) in four (4) equal annual installments beginning on
11/17/2021. |
(7) |
The original restricted
stock grant was for 3,000 shares on 11/19/2018. Subject to the
reporting person's continued employment with the Issuer, the units
vest and convert into shares of common stock (on a 1-for-1 basis)
in four (4) equal annual installments beginning on
11/19/2019. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Dixon Evan Christopher
6155 EL CAMINO REAL
CARLSBAD, CA 92009 |
|
|
Pres. Global Fixed Broadband |
|
Signatures
|
Kathleen K. Hollenbeck,
Attorney-in-Fact |
|
11/21/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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