Current Report Filing (8-k)
August 08 2022 - 04:07PM
Edgar (US Regulatory)
false 0000072444 0000072444 2022-08-08
2022-08-08
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 8,
2022
Vaxart, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-35285
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59-1212264
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(State or other jurisdiction of
incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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170 Harbor Way, Suite 300, South
San Francisco, California
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94080
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code:
(650) 550-3500
Not Applicable
(Former Name or Former Address, if Changed Since Last
Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
Title of each class
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Trading symbol
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Name of each exchange on which registered
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Common stock, $0.0001 par value
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VXRT
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The Nasdaq Capital Market
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 2.02
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Results of Operations and Financial Condition.
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On August 8, 2022, Vaxart, Inc. issued a press release announcing
its financial results for the quarter ended June 30, 2022. A copy
of this press release is furnished as Exhibit 99.1 to this report
and is incorporated herein by reference.
The information in this report, including Exhibit 99.1 attached
hereto, is being furnished and shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, or subject to the liabilities of that section or Sections
11 and 12(a)(2) of the Securities Act of 1933, as amended. The
information contained herein and in the accompanying Exhibit 99.1
shall not be deemed incorporated by reference into any filing with
the U.S. Securities and Exchange Commission made by Vaxart, Inc.,
whether made before or after the date hereof regardless of any
general incorporation language in such filing.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
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Exhibit
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Description
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99.1
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104
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Cover Page Interactive Data File (embedded within Inline XBRL
document)
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
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Vaxart, Inc.
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Dated: August 8, 2022
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By:
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/s/ ANDREI FLOROIU
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Andrei Floroiu
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President and Chief Executive Officer
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