Initial Statement of Beneficial Ownership (3)
January 23 2020 - 4:31PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KO BRYAN SEUK |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/21/2020
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3. Issuer Name and Ticker or Trading Symbol
NortonLifeLock Inc. [NLOK]
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(Last)
(First)
(Middle)
60 E. RIO SALADO PARKWAY, SUITE 1000 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP, General Counsel and Secre / |
(Street)
TEMPE, AZ 85281
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 91043 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes shares that are issuable pursuant to Restricted Stock Units (20,413 shares will vest on December 1, 2020, 20,413 shares will vest on December 1, 2021 and 27,217 shares will vest on December 1, 2022). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KO BRYAN SEUK 60 E. RIO SALADO PARKWAY SUITE 1000 TEMPE, AZ 85281 |
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| EVP, General Counsel and Secre |
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Signatures
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/s/ Philip Reuther, as attorney-in-fact for Bryan S. Ko | | 1/23/2020 |
**Signature of Reporting Person | Date |
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