Initial Statement of Beneficial Ownership (3)
March 31 2023 - 3:13PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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KELLY SARA |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/22/2023
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3. Issuer Name and Ticker or Trading Symbol
STARBUCKS CORP [SBUX]
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(Last)
(First)
(Middle)
2401 UTAH AVENUE SOUTH |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) evp, chief partner officer / |
(Street)
SEATTLE, WA 98134
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 40010.48 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-qualified Stock Option (Right to Buy) | (2) | 11/16/2025 | Common Stock | 4859 | $60.68 | D | |
Non-qualified Stock Option (Right to Buy) | (3) | 11/21/2026 | Common Stock | 6743 | $56.10 | D | |
Explanation of Responses: |
(1) | Includes 31,643.786 shares representing unvested time-based restricted stock units that vest on various dates. |
(2) | The option, representing the right to buy a total of 4,859 shares, became exercisable in three increments of 1,215 shares each on November 16, 2016, November 16, 2017 and November 16, 2018, and one increment of 1,214 shares on November 16, 2019. |
(3) | The option, representing the right to buy a total of 6,743 shares, became exercisable in three increments of 1,686 shares each on November 21, 2017, November 21, 2018 and November 21, 2019 and one increment of 1,685 shares on November 21, 2020. |
Remarks: Exhibit 24: Power of Attorney attached to this filing. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KELLY SARA 2401 UTAH AVENUE SOUTH SEATTLE, WA 98134 |
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| evp, chief partner officer |
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Signatures
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/s/ Stephanie Tso, attorney-in-fact for Sara Kelly | | 3/31/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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