- Current report filing (8-K)
October 21 2009 - 3:15PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported):
October 15, 2009
SMF
ENERGY CORPORATION
|
(Exact
name of registrant as specified in its
charter)
|
DELAWARE
|
000-21825
|
65-0707824
|
(State
or other jurisdiction
of
incorporation)
|
(Commission
File
Number)
|
(I.R.S.
Employer
Identification
Number)
|
200
W. Cypress Creek Rd., Suite 400
|
Fort
Lauderdale, Florida
|
33309
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
Registrant’s
telephone number, including area code:
(954)
308-4200
(Former
name or former address, if changed since last report.)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
¨
|
Written
communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
|
¨
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
|
¨
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR 240.14d-2(b))
|
¨
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR 240.13e-4(c))
|
Item
3.01.
Notice of Delisting
or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of
Listing
On October 16, 2009, SMF Energy
Corporation (the “Company”) disclosed that it had received a letter from The
Nasdaq Stock Market (“Nasdaq”) confirming that the Company reestablished
compliance with Nasdaq Marketplace Rule 5550(a)(2) (the “Rule”), which requires
a $1 minimum closing bid price for continued listing on the Nasdaq Capital
Market. The Company was required to demonstrate compliance with the
Rule by October 15, 2009, which it accomplished after completing a 1 for 4.5
reverse stock split. The reverse stock split became effective for
trading purposes on October 1, 2009.
As a result of the reverse stock split,
the Company’s trading symbol was temporarily changed from “FUEL” to “FUELD” for
a period of twenty (20) days beginning October 1, 2009. The Company’s
trading symbol is expected to revert back to “FUEL” on October 29,
2009.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date:
October 21, 2009
|
SMF
ENERGY CORPORATION
|
|
|
|
|
|
By:
/s/ Richard E.
Gathright
|
|
Richard
E. Gathright, Chief Executive
|
|
Officer
and President
|
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