Siebert Financial Corp. (NASDAQ: SIEB) (“Siebert”), a
provider of financial services, has appointed Gateway Group,
Inc., a leading strategic financial communications and capital
markets advisory firm, to manage its expanded investor relations
program initiatives, including providing corporate messaging and
other consulting services to the company.
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Gateway will work closely with Siebert management to develop and
deploy a comprehensive outreach and communications program.
Activities will include: refining overall company and
investment-oriented messaging and corporate positioning, strategic
advisory services, and introductions to institutional investors,
sell-side analysts, and other key influencers in the broader
financial community. Gateway will also assist in organizing road
shows and securing invitations to select financial industry
conferences, including its annual Gateway Conference.
“Siebert has a strong legacy and the values upon which Muriel
Siebert founded this company over 50 years ago frame our culture
and vision,” said Gloria E. Gebbia, controlling shareholder and
board member of Siebert. “Siebert's top priority is to evolve with
the markets by modernizing and expanding our offerings, while
keeping our valued clients at the center of everything we do. By
leveraging Siebert’s legacy while investing in new technologies, we
are committed to building a company that will drive greater value
for our clients, shareholders, and employees.
Our recent partnership with Tigress Financial Partners, a
disabled and women-owned financial services firm, represents our
collaboration with the ideal partner to continue to build on Muriel
Siebert’s legacy and our company’s core values as it expands our
platform and distribution capabilities while enhancing our current
relationships with vendors and partners. In this growing ESG
environment, we remain committed to diversity and inclusion while
continuing to align with the goals of our strategic partners.
We believe that in light of our strong growth especially within
our key divisions and the recent partnership with Tigress Financial
Partners, the timing is right to engage an experienced investor
relations consultancy to expand our outreach while communicating
the new Siebert story to a wider institutional audience.
Siebert is on track for another strong year and is
well-positioned to achieve even greater success in the future as we
capitalize on the abundant opportunities to meet the ever-changing
needs of our clients. Gateway has a proven track record in helping
growth companies like ours elevate their profiles within the
institutional investment community and we look forward to
collaborating with their team to broaden the reach of our message
and increase the awareness of Siebert’s compelling investment
thesis.”
About Siebert Financial Corp.
Siebert Financial Corp. is a holding company that conducts its
retail brokerage business through its wholly-owned subsidiary,
Muriel Siebert & Co., Inc., which became a member of the New
York Stock Exchange ("NYSE") in 1967 when Ms. Siebert became the
first woman to own a seat on the NYSE and the first to head one of
its member firms. Siebert conducts its investment advisory business
through its wholly-owned subsidiary, Siebert AdvisorNXT, Inc., a
registered investment advisor, and its insurance business through
its wholly-owned subsidiary, Park Wilshire Companies, Inc., a
licensed insurance agency. Siebert conducts operations through its
wholly-owned subsidiary, Siebert Technologies, LLC., a developer of
robo-advisory technology. Siebert also offers prime brokerage
services through its fifth wholly-owned subsidiary, WPS Prime
Services, LLC, a broker-dealer registered with the SEC. Siebert is
headquartered in New York City with offices throughout the
continental U.S. More information is available at
www.siebert.com.
About Gateway Group, Inc.
Gateway is a leading strategic financial communications and
capital markets advisory firm. For more than 20 years, Gateway has
delivered superior performance in strategic consulting, corporate
messaging and positioning, investor awareness, and analyst and
financial press coverage. Gateway executives have extensive
experience in capital markets and financial communications, and
represent clients in a wide range of industries, including
technology, consumer, industrials, financial services, and business
services. To learn more, please visit www.gateway-grp.com. Make
sure to follow us on Twitter, LinkedIn and Facebook.
About Tigress Financial Partners
Tigress Financial Partners is the nation’s only disabled and
woman-owned financial services firm providing institutional and
high net worth investors with expertise in investment banking,
capital markets, research, corporate advisory and global trade
execution services, asset management and global wealth management.
Tigress is a leading Diversity Broker-Dealer, Co-Manager and
syndicate member of more than 600 IPOs, Secondary's and Fixed
Income transactions with an aggregate value of over $321 billion,
as well as a highly ranked equity research provider publishing on
more than 100 Fortune 500 companies. Tigress Financial Partners LLC
is a national certified Woman-Owned Business Enterprise, Member
FINRA, NYSE, SEC and MSRB. For further information about Tigress
Financial Partners, please visit: www.tigressfp.com.
Cautionary Note Regarding Forward-Looking Statements
The statements contained in this press release, that are not
historical facts, including statements about our beliefs and
expectations, are “forward-looking statements” within the meaning
of the U.S. Private Securities Litigation Reform Act of 1995.
Forward-looking statements include statements preceded by, followed
by or that include the words “may,” “could,” “would,” “should,”
“believe,” “expect,” “anticipate,” “plan,” “estimate,” “target,”
“project,” “intend” and similar words or expressions. In addition,
any statements that refer to expectations, projections, or other
characterizations of future events or circumstances are
forward-looking statements.
These forward-looking statements, which reflect our management’s
beliefs, objectives, and expectations as of the date hereof, are
based on the best judgement of our management. All forward-looking
statements speak only as of the date on which they are made. Such
forward-looking statements are subject to certain risks,
uncertainties and assumptions relating to factors that could cause
actual results to differ materially from those anticipated in such
statements, including, without limitation, the following: economic,
social and political conditions, global economic downturns
resulting from extraordinary events such as the COVID-19 pandemic
and other securities industry risks; interest rate risks; liquidity
risks; credit risk with clients and counterparties; risk of
liability for errors in clearing functions; systemic risk; systems
failures, delays and capacity constraints; network security risks;
competition; reliance on external service providers; new laws and
regulations affecting our business; net capital requirements;
extensive regulation, regulatory uncertainties and legal matters;
failure to maintain relationships with employees, customers,
business partners or governmental entities; the inability to
achieve synergies or to implement integration plans and other
consequences associated with risks and uncertainties detailed in
our filings with the SEC, including our most recent filings on
Forms 10-K and 10-Q.
We caution that the foregoing list of factors is not exclusive,
and new factors may emerge, or changes to the foregoing factors may
occur, that could impact our business. We undertake no obligation
to publicly update or revise these statements, whether as a result
of new information, future events or otherwise, except to the
extent required by the federal securities laws.
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Investor Contact: Alex Kovtun and Matt Glover Gateway
Investor Relations 949-574-3860 sieb@gatewayir.com
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