FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

HEINTZMAN DAVID P
2. Issuer Name and Ticker or Trading Symbol

S Y BANCORP INC [ SYBT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Chairman & CEO
(Last)          (First)          (Middle)

3019 POPPY WAY
3. Date of Earliest Transaction (MM/DD/YYYY)

3/28/2014
(Street)

LOUISVILLE, KY 40206
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   3/28/2014     A    2677   A $0   100605   D  
 
Common Stock   3/28/2014     F    952   D $31.01   99653   D  
 
Common Stock                  21499.4887   I   By 401k/ESOP - fbo David Heintman  
Common Stock                  4041   I   By Spouse  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to Buy)   $22.8095                    6/14/2005   12/14/2014   Common Stock   4000     16095   D  
 
Option (Right to Buy)   $24.0667                    7/17/2006   1/17/2016   Common Stock   31500     31500   D  
 
Option (Right to Buy)   $26.83                    8/20/2007   2/20/2017   Common Stock   22000     22000   D  
 
Stock Appreciation Right   $23.37                    8/19/2008   2/19/2018   Common Stock   13500     13500   D  
 
Stock Appreciation Right   $22.14                    2/17/2010   2/17/2019   Common Stock   12300     12300   D  
 
Stock Appreciation Right   $21.03                    2/16/2011   2/16/2020   Common Stock   17550     17550   D  
 
Stock Appreciation Right   $23.76                    3/15/2012   3/15/2021   Common Stock   14382     14382   D  
 
Stock Appreciation Right   $22.86                    2/20/2013   2/20/2022   Common Stock   24274     24274   D  
 
Stock Appreciation Right   $22.89                    2/19/2014   2/19/2023   Common Stock   16677     16677   D  
 
Stock Appreciation Right   $29.05                    2/14/2015   2/14/2024   Common Stock   19326     19326   D  
 

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
HEINTZMAN DAVID P
3019 POPPY WAY
LOUISVILLE, KY 40206
X
Chairman & CEO

Signatures
//David P. Heintzman 4/1/2014
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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