- Amended Statement of Beneficial Ownership (SC 13D/A)
June 04 2010 - 1:45PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13D
Under
the Securities Exchange Act of 1934
(Amendment
No.
07
)*
Rubio's Restaurants, Inc.
(Name of
Issuer)
Common Stock
(Title of
Class of Securities)
78116B102
(CUSIP
Number)
Mario A Tapanes,
Meruelo Group
9550 Firestone Blvd., Suite 105
Downey,
California
90241
Phone : (562) 745-2355
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
June 02, 2010
(Date of
Event which Requires Filing of this Statement)
If the
filing person has previously filed a statement on Schedule 13G to report the
acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box.
o
Note
: Schedules filed in paper
format shall include a signed original and five copies of the schedule,
including all exhibits. See §240.13d-7 for other parties to whom copies are to
be sent.
* The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The
information required on the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
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1
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NAMES
OF REPORTING PERSONS
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I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Meruelo Alex Living Trust
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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o
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(b)
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x
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3
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SEC
USE ONLY
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4
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SOURCE
OF FUNDS
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WC
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5
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CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e)
or 2(f)
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o
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6
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CITIZENSHIP
OR PLACE OF ORGANIZATION
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California
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NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE
VOTING POWER
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499,800
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8
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SHARED
VOTING POWER
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0
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9
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SOLE
DISPOSITIVE POWER
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499,800
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10
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SHARED
DISPOSITIVE POWER
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0
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11
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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499,800
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12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
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o
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13
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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14
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TYPE
OF REPORTING PERSON
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1
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NAMES
OF REPORTING PERSONS
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I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Alex Meruelo
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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o
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(b)
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x
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3
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SEC
USE ONLY
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4
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SOURCE
OF FUNDS
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AF
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5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e)
or 2(f)
|
|
o
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6
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CITIZENSHIP
OR PLACE OF ORGANIZATION
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United States
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NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER
|
|
|
|
499,800
|
|
|
|
|
|
|
8
|
SHARED
VOTING POWER
|
|
|
|
0
|
|
|
|
|
|
|
9
|
SOLE
DISPOSITIVE POWER
|
|
|
|
499,800
|
|
|
|
|
|
|
10
|
SHARED
DISPOSITIVE POWER
|
|
|
|
0
|
|
|
|
|
|
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
499,800
|
|
|
|
|
|
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
|
o
|
|
|
|
|
|
|
|
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
|
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|
|
|
|
|
14
|
TYPE
OF REPORTING PERSON
|
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|
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1
|
NAMES
OF REPORTING PERSONS
|
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I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Luis Armona
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2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
o
|
|
|
(b)
|
x
|
|
|
|
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3
|
SEC
USE ONLY
|
|
|
|
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4
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SOURCE
OF FUNDS
|
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PF
|
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|
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5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(e)
or 2(f)
|
|
o
|
|
|
|
|
|
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|
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6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
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|
United States
|
|
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NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER
|
|
|
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1,628
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8
|
SHARED
VOTING POWER
|
|
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0
|
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|
|
|
|
9
|
SOLE
DISPOSITIVE POWER
|
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1,628
|
|
|
|
|
|
|
10
|
SHARED
DISPOSITIVE POWER
|
|
|
|
0
|
|
|
|
|
|
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,628
|
|
|
|
|
|
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
|
o
|
|
|
|
|
|
|
|
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
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14
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TYPE
OF REPORTING PERSON
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Item 3.
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Source
and Amount of Funds or Other Consideration
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Item 5.
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Interest
in Securities of the Issuer
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Transaction Date
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Shares or Unites Purchased (Sold)
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Price Per Share or Unit
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June 2, 2010
June 2, 2010
June 3, 2010
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53,804 (Sold)
63,796 (Sold)
40,938 (Sold)
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$8.3080 (1)(2)(3)
$8.3080 (1)(2)(4)
$8.3692 (1)(2)(5)
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(1) Includes commission of $0.10 per share.
(2) The price reported reflects the weighted average price. The reporting person(s) hereby undertake(s) to provide the Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
(3) This transaction was executed in multiple open market trades by Alex Meruelo Living Trust at prices ranging from $8.30 to $8.32.
(4) This transaction was executed in multiple open market trades by Luis Armona at prices ranging from $8.30 to $8.32.
(5) This transaction was executed in multiple open market trades by Alex Meruelo Living Trust at prices ranging from $8.34 to $8.40.
Except as otherwise described herein, no transactions in the common stock of the issuer were effected during the past sixty days or since the most recent filing of Schedule 13D, whichever is less, by any reporting person.
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Item 6.
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Contracts,
Arrangements, Understandings or Relationships with Respect to Securities
of the Issuer
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Item 7.
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Material
to Be Filed as Exhibits
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Signature
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this statement is true,
complete and correct.
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June 03, 2010
|
By:
|
/s/
Alex Meruelo Living Trust
|
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June 03, 2010
|
By:
|
/s/
Alex Meruelo
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June 03, 2010
|
By:
|
/s/
Luis Armona
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The
original statement shall be signed by each person on whose behalf the statement
is filed or his authorized representative. If the statement is signed on behalf
of a person by his authorized representative (other than an executive officer or
general partner of the filing person), evidence of the representative’s
authority to sign on behalf of such person shall be filed with the statement:
provided, however, that a power of attorney for this purpose which is already on
file with the Commission may be incorporated by reference. The name and any
title of each person who signs the statement shall be typed or printed beneath
his signature.
Footnotes:
This Amendment No. 7 reflects changes to the information in the Schedule 13D relating to the common stock of the issuer filed February 25, 2008 by the reporting persons with the Commission, as amended by Amendment No. 1 thereto filed January 30, 2009, Amendment No. 2 thereto filed March 12, 2009, Amendment No. 3 thereto filed October 15, 2009, Amendment No. 4 thereto filed December 29, 2009, Amendment No. 5 thereto filed January 25, 2010, and Amendment No. 6 filed June 2, 2010 (as amended, the "Schedule 13D"). Each capitalized term used and not defined in this Amendment shall have the meaning assigned to such term in the Schedule 13D. Except as otherwise provided herein, each Item of the Schedule 13D remains unchanged.
Attention:
Intentional misstatements or omissions of fact constitute Federal criminal
violations (See 18 U.S.C. 1001)
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