Post-effective Amendment to Registration Statement (pos Am)
April 29 2016 - 5:18PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on April 29, 2016
Registration No. 333-163920
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
PULASKI FINANCIAL CORP.
(Exact name of registrant as specified in its charter)
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MISSOURI
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43-1816913
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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12300 Olive Boulevard
St. Louis, Missouri 63141
(314) 878-2210
(Address,
including zip code, and telephone number, including area code, of registrants principal executive offices)
Gary W.
Douglass
President and Chief Executive Officer
Pulaski Financial Corp.
12300 Olive Boulevard
St. Louis, Missouri 63141
(314) 878-2210
(Name,
address and telephone number, including area code, of Agent for Service)
Copies to:
Aaron M. Kaslow, Esq.
Erich M. Hellmold, Esq.
Kilpatrick Townsend & Stockton LLP
Suite 900, 607 14
th
Street, NW
Washington, DC 20005
(202) 204-5600
(Name,
address, including zip code, and telephone number, including area code, of agent for service)
Indicate by check mark whether
the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting
company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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¨
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Accelerated filer
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x
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Non-accelerated filer
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¨
(Do not check if a smaller reporting company)
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Smaller reporting company
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¨
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EXPLANATORY NOTE
On December 22, 2009, Pulaski Financial Corp. (the Company), filed a shelf registration statement on Form S-3 (Registration
No. 333-163920) (the Registration Statement) with the Securities and Exchange Commission (the Commission). The Registration Statement registered the offer and sale from time to time the Companys debt securities,
common stock, preferred stock, warrants, depositary shares and units in an amount not to exceed $40,000,000 (the Registered Securities).
The Company is filing this Post-Effective Amendment to Registration Statement to withdraw and remove from registration the unissued and unsold
Registered Securities, issuable by the Company pursuant to the Registration Statement.
Pursuant to an Agreement and Plan of Merger dated
as of December 3, 2015, by and between First Busey Corporation and Pulaski Financial Corp., the Company is being merged with and into First Busey Corporation, effective as of April 30, 2016 (the Merger). Upon consummation of
the Merger, each outstanding share of Common Stock (other than shares to be cancelled in accordance with the Merger Agreement) is being converted into the right to receive 0.79 shares of First Busey Corporation common stock, par value $.01 per
share.
In connection with the closing of the Merger, the offering pursuant to the Registration Statement has been terminated. In
accordance with undertakings made by the Registrant in the Registration Statement to remove from registration by means of post-effective amendment any of the Registered Securities that remain unsold at the termination of the offering, the Registrant
hereby terminates the effectiveness of the Registration Statement and removes from registration the Registered Securities registered but not sold or issued under the Registration Statement.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, Pulaski Financial Corp. certifies that it has reasonable grounds to believe that
it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized in the City of St. Louis, Missouri, on
this 29
th
day of April, 2016.
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PULASKI FINANCIAL CORP.
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By:
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/s/ Gary W. Douglass
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Gary W. Douglass
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President and Chief Executive Officer
(principal executive officer)
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Pursuant to the requirements of the Securities Act, this post-effective amendment to the Registration
Statements has been signed by the following persons in the capacities and on the dates indicated.
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Name
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Title
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Date
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/s/ Gary W. Douglass
Gary W. Douglass
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President and Chief Executive Officer
(principal executive officer)
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April 29, 2016
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/s/ Paul J. Milano
Paul J. Milano
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Chief Financial Officer
(principal financial and accounting officer)
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April 29, 2016
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*
Stanley J. Bradshaw
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Chairman of the Board
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April 29, 2016
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*
William M. Corrigan, Jr.
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Director
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April 29, 2016
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*
Michael R. Hogan
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Director
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April 29, 2016
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*
Timothy K. Reeves
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Director
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April 29, 2016
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*
Sharon A. Tucker
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Director
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April 29, 2016
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* Pursuant to the Powers of Attorney filed with the initial Form S-3 filed with the Securities and Exchange Commission on
December 22, 2009.
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/s/ Gary W. Douglass
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President and Chief Executive Officer
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