- Current report filing (8-K)
September 30 2010 - 4:57PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
__
______________
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
September
27, 2010
PORTER
BANCORP, INC.
(Exact
name of registrant as specified in its charter)
Kentucky
|
001-33033
|
61-1142247
|
(State
or other jurisdiction of
incorporation
or organization)
|
(Commission
File
Number)
|
(I.R.S.
Employer
Identification
No.)
|
2500 Eastpoint Parkway, Louisville, Kentucky, 40223
|
(Address
of principal executive offices)
|
(502)
499-4800
(Registrant's
telephone number, including area code)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
⃞
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
⃞
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
⃞
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 3.02. Unregistered Sales of Equity Securities.
On September 27, 2010, an institutional investor exercised its option to
purchase 64,784 shares of common stock of Porter Bancorp, Inc. (the
"Company") at $11.50 per share and to receive a warrant to purchase
32,392 shares of Non-Voting Common Stock of the Company at a purchase
price of $11.50 per share. The total option exercise price paid by the
institutional investor was $745,016. A press release announcing the
exercise of the option is attached to this Form 8-K as Exhibit 99.1.
The securities issued and sold in the exercise of the investor's option
were offered and sold by the Company in reliance upon an exemption from
registration pursuant to Rule 4(2) of the Securities Act.
Item 9.01.
Financial Statements and Exhibits.
(d) Exhibits
Exhibit No.
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Description of Exhibit
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99.1
|
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Press Release issued by Porter Bancorp, Inc. on September 28, 2010
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SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date:
|
September 30, 2010
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Porter Bancorp, Inc.
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|
|
|
|
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By:
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/s/ David B. Pierce
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|
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David B. Pierce
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|
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Chief Strategy Officer
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EXHIBIT INDEX
Exhibit No.
|
|
Description of Exhibit
|
99.1
|
|
Press Release issued by Porter Bancorp, Inc. on September 28, 2010
|
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