Amended Current Report Filing (8-k/a)
March 26 2021 - 4:31PM
Edgar (US Regulatory)
0000849399
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2021-01-19
2021-01-19
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K/A
(Amendment
No. 1)
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported): January
19, 2021
NortonLifeLock Inc.
(Exact
Name of Registrant as Specified in Charter)
Delaware
|
|
000-17781
|
|
77-0181864
|
(State
or Other Jurisdiction of
Incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer Identification No.)
|
60
E. Rio Salado Parkway, Suite
1000, Tempe,
AZ
|
|
85281
|
(Address
of Principal Executive Offices)
|
|
(Zip
Code)
|
Registrant’s
Telephone Number, Including Area Code (650)
527-8000
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol
|
|
Name
of each exchange
on which registered
|
Common Stock, par value $0.01 per share
|
|
NLOK
|
|
The Nasdaq Stock Market LLC
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§
230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ¨
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Explanatory
Note
On
January 19, 2021, NortonLifeLock Inc. (the “Company”) filed a Current Report on Form 8-K under Item 5.02 to report the
appointment of Sherrese M. Smith and Emily Heath to its Board of Directors. Because Ms. Smith and Ms. Heath were not immediately appointed
to serve on any board committees, disclosure of the board committees on which Ms. Smith and Ms. Heath would serve was not included
in the filing in accordance with instruction no. 2 of the Instructions to Item 5.02. This Form 8-K/A is filed as an amendment
(Amendment No. 1) to the aforementioned Form 8-K.
Item
5.02
|
Departure of Directors
or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
|
On
March 24, 2021, Sherrese M. Smith was appointed as a member of the Nominating and Governance Committee of the Board of Directors of the
Company and Emily Heath was appointed as a member of the Audit Committee of the Board of Directors of the Company.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
NortonLifeLock
Inc.
|
|
|
Date: March
26, 2021
|
By:
|
/s/
Bryan Ko
|
|
|
Bryan Ko
Chief
Legal Officer & Corporate Secretary
|
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