Statement of Changes in Beneficial Ownership (4)
May 18 2020 - 3:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Roach Charles |
2. Issuer Name and Ticker or Trading Symbol
INPHI Corp
[
IPHI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Sr. V.P. of Worldwide Sales |
(Last)
(First)
(Middle)
2953 BUNKER HILL LANE, STE 300 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/15/2020 |
(Street)
SANTA CLARA, CA 95054
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/15/2020 | | S | | 4000 (1) | D | $104.3054 (2) | 80849 | D | |
Common Stock | 5/15/2020 | | S | | 4100 (1) | D | $105.2156 (3) | 76749 | D | |
Common Stock | 5/15/2020 | | S | | 1600 (1) | D | $106.0138 (4) | 75149 | D | |
Common Stock | 5/15/2020 | | S | | 100 (1) | D | $106.90 | 75049 | D | |
Common Stock | 5/15/2020 | | S | | 200 (1) | D | $106.99 | 74849 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, which became effective on 11/27/2019. |
(2) | Represents the weighted average sales price for a number of transactions effected at prices ranging from $103.79 to $104.78. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3, and 4 to this Form 4. |
(3) | The sale reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.89 to $105.83. |
(4) | The sale reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.89 to $106.33. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Roach Charles 2953 BUNKER HILL LANE, STE 300 SANTA CLARA, CA 95054 |
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| Sr. V.P. of Worldwide Sales |
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Signatures
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/s/ John Edmunds, attorney-in-fact | | 5/18/2020 |
**Signature of Reporting Person | Date |
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