Current Report Filing (8-k)
March 13 2023 - 6:04AM
Edgar (US Regulatory)
0001779372
false
0001779372
2023-03-08
2023-03-08
0001779372
us-gaap:CommonStockMember
2023-03-08
2023-03-08
0001779372
us-gaap:WarrantMember
2023-03-08
2023-03-08
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
and Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 8, 2023
HEARTBEAM, INC.
(Exact name of Registrant as specified in its charter)
Delaware |
|
001-41060 |
|
47-4881450 |
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
2118 Walsh Avenue, Suite 210
Santa Clara, CA 95050
(Address of principal executive offices, including
zip code)
(408) 899-4443
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the 8-K filing
is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
☐ |
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)). |
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
Common Stock |
|
BEAT |
|
NASDAQ |
Warrant |
|
BEATW |
|
NASDAQ |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities
Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
ITEM 7.01. REGULATION FD DISCLOSURE
HeartBeam, Inc. (the “Company”) expects
to use the presentation attached to this Current Report on Form 8-K as Exhibit 99.1 (the “Investor Deck Presentation”) and
incorporated herein by reference, in whole or in part, and possibly with modifications, in connection with presentations to investors,
analysts and others.
The information contained in the Investor Deck
Presentation is summary information that is intended to be considered in the context of the Company’s Securities and Exchange Commission
(“SEC”) filings and other public announcements that the Company may make, by press release or otherwise, from time to time. The
Company undertakes no duty or obligation to publicly update or revise the information contained in this report, except as required by
law although it may do so from time to time as its management believes is warranted. Any such updating may be made through
the filing of other reports or documents with the SEC, through press releases or through other public disclosure.
Notwithstanding the foregoing, the information
presented in Item 7.01 of this Current Report on Form 8-K is to be considered incorporated by reference into the Registration Statement
on Form S-1, No. 333-269717, of the Company.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
|
HeartBeam, Inc. |
|
|
|
Date: March 10, 2023 |
By: |
/s/ Richard Brounstein |
|
Name: |
Richard Brounstein |
|
Title: |
Chief Financial Officer |
2
HeartBeam (NASDAQ:BEAT)
Historical Stock Chart
From May 2024 to Jun 2024
HeartBeam (NASDAQ:BEAT)
Historical Stock Chart
From Jun 2023 to Jun 2024