Statement of Changes in Beneficial Ownership (4)
March 06 2020 - 2:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
BAKER JOHN D II |
2. Issuer Name and Ticker or Trading Symbol
FRP HOLDINGS, INC.
[
FRPH
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
200 W. FORSYTH STREET, 7TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/4/2020 |
(Street)
JACKSONVILLE, FL 32202
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock (1) | 3/4/2020 | | A | | 2160 | A | $0 | 14160 | D | |
Common Stock (2) | 3/4/2020 | | A | | 4320 | A | $0 | 18480 | D | |
Common Stock | | | | | | | | 10025 | I | IRA |
Common Stock | | | | | | | | 235789 | I | Held in Living Trust |
Common Stock | | | | | | | | 3789 | I | Held in Wife's Living Trust (3) |
Common Stock | | | | | | | | 1113474 | I | See footnote (4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The Reporting Person was awarded shares pursuant to the Issuer's Equity Incentive Plan. The shares vest ratably over four years commencing on the first anniversary of the grant date. |
(2) | The Reporting Person was awarded shares of restricted stock pursuant to the Issuer's Equity Incentive Plan. The shares are subject to performance-based vesting criteria for the two-year period ending December 31, 2021, and, if the performance-based criteria are achieved, the shares will vest ratably over four years commencing on March 31, 2022, subject to the Reporting Person's continued employment. |
(3) | The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
(4) | Shares are held by the Trust FBO John D. Baker II U/A Cynthia L. Baker Trust dated 4/30/1965, for which the Reporting Person serves as co-trustee, and of which the Reporting Person is the sole income beneficiary. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BAKER JOHN D II 200 W. FORSYTH STREET 7TH FLOOR JACKSONVILLE, FL 32202 | X | X | Chief Executive Officer |
|
Signatures
|
Kelly D. Waters, as Attorney-in-Fact for John D. Baker II | | 3/6/2020 |
**Signature of Reporting Person | Date |
FRP (NASDAQ:FRPH)
Historical Stock Chart
From Jun 2024 to Jul 2024
FRP (NASDAQ:FRPH)
Historical Stock Chart
From Jul 2023 to Jul 2024