- Report of proposed sale of securities (144)
August 21 2009 - 6:01AM
Edgar (US Regulatory)
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UNITED
STATES
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OMB
APPROVAL
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SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
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OMB
Number: 3235-0101
Expires:
December 31, 2006
Estimated
average burden
hours
per response . . . . 2.0
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FORM 144
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NOTICE OF PROPOSED SALE OF
SECURITIES
PURSUANT TO RULE 144 UNDER THE
SECURITIES ACT OF 1933
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SEC
USE ONLY
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DOCUMENT
SEQUENCE NO.
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ATTENTION:
Transmit for filing 3 copies
of this form concurrently with either placing an order with a broker to
execute sale
or executing a sale directly
with a market maker.
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CUSIP
NUMBER
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1
(a) NAME OF ISSUER (please type or print)
First
South Bancorp, Inc. /VA/
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(b)
IRS IDENT. NO
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(C)
S.E.C. FILE NO.
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WORK
LOCATION
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1
(d) ADDRESS OF
ISSUER STREET
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CITY
Washington
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STATE
NC
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ZIP
CODE
27889
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(e)
TELEPHONE NO.
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AREA
CODE
252
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NUMBER
946-4178
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2
(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE
SOLD
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(b)
IRS IDENT.NO.
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(c)
RELATIONSHIP TO
ISSUER
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(d)
ADDRESS
STREET
CITY
STATE ZIP CODE
2406
Turtle Bay
Drive New
Bern NC 28560
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INSTRUCTION
:
The person filing this notice should
contact the issuer to obtain the I.R.S. Identification Number and the S.E.C.
File Number.
3
(a)
Title
of the
Class
of
Securities
To
be Sold
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(b)
Name
and Address of Each Broker Through Whom the
Securities
are to be Offered or Each Market Maker
Who
is Acquiring the Securities
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SEC USE
ONLY
Broker-Dealer
File
Number
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(c)
Number
of Shares
Or
Other Units
To
be Sold
(See
instr. 3(c))
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(d)
Aggregate
Market
Value
(See
instr. 3(d))
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(e)
Number
of Shares
Or
Other Units
Outstanding
(See
instr. 3(e))
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(f)
Approximate
Date
of Sale
(See
instr. 3(f))
(MO.
DAY YR.)
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(g)
Name
of Each
Securities
Exchange
(See
instr. 3(g))
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Common
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Wachovia
Securities
400
South Front Street
New
Bern, NC 28560
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NASDAQ
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INSTRUCTIONS:
1.
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(a)
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Name
of issuer
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3.
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(a)
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Title
of the class of securities to be sold
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(b)
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Issuer’s
I.R.S. Identification Number
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(b)
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Name
and address of each broker through whom the securities are intended to be
sold
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(c)
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Issuer’s
S.E.C. file number, if any
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(c)
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Number
of shares or other units to be sold (if debt securities, give the
aggregate face amount)
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(d)
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Issuer’s
address, including zip code
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(d)
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Aggregate
market value of the securities to be sold as of a specified date within 10
days prior to the filing of this notice
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(e)
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Issuer’s
telephone number, including area code
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(e)
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Number
of shares or other units of the class outstanding, or if debt securities
the face amount thereof outstanding, as shown by the most recent report or
statement published by the issuer
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2
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(a)
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Name
of person for whose account the securities are to be sold
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(f)
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Approximate
date on which the securities are to be sold
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(b)
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Such
person’s I.R.S. identification number, such person is an
entity
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(g)
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Name
of each securities exchange, if any, on which the securities are intended
to be sold
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(c)
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Such
person’s relationship to the issuer (e.g., officer, director, 10%
Stockholder, or member of immediate family of any of the
foregoing)
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Potential persons who are to
respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control
number.
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(d)
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Such
person’s address, including zip code
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TABLE I - SECURITIES TO BE
SOLD
Furnish the following information
with respect to the acquisition of the securities to be sold
and with respect to the payment of
all or any part of the purchase price or other consideration
therefor:
Title
of
the
Class
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Date
You
Acquired
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Nature
of Acquisition Transaction
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Name
of Person from Whom Acquired
(If
gift, also give date donor acquired)
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Amount
of
Securities
Acquired
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Date
of
Payment
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Nature
of Payment
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Common
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Various
dates from 4/7/97 to 2/28/08
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First
South Bancorp, Inc. Initial Public Offering and Stock Options
Exercised
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First
South Bancorp, Inc. IPO and Stock Option Plan
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Various
dates
from
4/7/97
to
2/28/08
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Cash
from personal
funds
and tender of
shares
owned
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INSTRUCTIONS:
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If
the securities were purchased and full payment therefor was not made in
cash at the time of purchase, explain in the table or in a note thereto
the nature of the consideration given. If the consideration consisted of
any note or other obligation, or if payment was made in installments
describe the arrangement and state when the note or other obligation was
discharged in full or the last installment
paid.
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TABLE II - SECURITIES SOLD DURING THE
PAST 3 MONTHS
Furnish the following information as
to all securities of the issuer sold during the past 3 months by the person for
whose account the securities are to be sold.
Name
and Address of Seller
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Title
of Securities Sold
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Date
of Sale
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Amount
of Securities Sold
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Gross
Proceeds
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None
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REMARKS:
(1) The
person for whose account securities are to be sold pursuant to this Form 144
filing is Lee M. Vann, spouse of Thomas A. Vann, an affiliate of the Issuer and
has the same home as such person.
INSTRUCTIONS:
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ATTENTION:
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See
the definition of “person” in paragraph (a) of Rule 144. Information is to
be given not only as to the person for whose account the securities are to
be sold but also as to all other persons included in that definition. In
addition, information shall be given as to sales by all persons whose
sales are required by paragraph (e) of Rule 144 to be aggregated with
sales for the account of the person filing this notice.
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The person for whose account
the securities to which this notice relates are to be sold
hereby
represents by signing this
notice that he does not know any material adverse information in regard to
the current and prospective operations of the Issuer of the securities to
be sold which has not been
publicly
disclosed.
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/s/
Charles
E. Parker, Jr.
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DATE
OF NOTICE
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(SIGNATURE)
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The notice shall be signed by the
person for whose account the securities are to be sold. At least one copy of the
notice shall be manually signed.
Any copies not manually signed shall
bear typed or printed signatures.
ATTENTION: Intentional
misstatements or omission of facts constitute Federal Criminal Violations
(See 18 U.S.C. 1001)
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