- Current report filing (8-K)
September 21 2010 - 5:24PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): September 21, 2010
EOS Preferred Corporation
(Exact Name of Registrant as Specified in Charter)
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Massachusetts
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000-25193
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04-3439366
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification
No.)
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1271 Avenue of the Americas
46
th
Floor
New York, New York 10020
(Address of Principal Executive Offices)
(212) 377-1503
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act.
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act.
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Pre-commencement communications pursuant to Rule 14d-2b under the Exchange Act.
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.
Item 4.01. Changes in Registrants Certifying Accountant.
(a) On September 17, 2010, the Audit Committee of the Board of Directors of EOS Preferred
Corporation (the Company) approved the dismissal of Ernst & Young LLP (EY) as the Companys
independent registered public accounting firm. The client-auditor relationship between the Company
and EY has ceased, effective immediately.
In connection with the audits of the Companys financial statements for each of the two fiscal
years ended December 31, 2009 and the subsequent interim period through September 17, 2010, there
were no: (1) disagreements between the Company and EY on any matters of accounting principles or
practices, financial statement disclosure or auditing scope or procedure, which, if not resolved to
the satisfaction of EY, would have been referred to in their reports.
The audit reports of EY on the financial statements of the Company as of and for the years ended
December 31, 2009 and 2008, did not contain any adverse opinion or disclaimer of opinion, nor were
they qualified or modified as to audit scope or accounting principles. The audit reports for the
years ended December 31, 2009 and 2008 include an explanatory paragraph regarding the Companys
ability to continue as a going concern.
The Company has provided EY with a copy of this Form 8-K. The Company has requested EY to furnish
it a letter addressed to the Commission stating whether it agrees with the above statements. A
copy of that letter, dated September 21, 2010, is filed as Exhibit 16.1 to this Form 8-K.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
The following exhibit is filed as part of this report:
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Exhibit
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Number
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Description
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16.1
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Letter from Ernst & Young LLP, dated September 21, 2010.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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EOS Preferred Corporation
(Registrant)
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Date: September 21, 2010
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By:
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/s/
Thomas OSullivan
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Thomas OSullivan
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President
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INDEX TO EXHIBITS
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Exhibit
Number
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Description
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16.1
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Letter from Ernst & Young LLP, dated September 21, 2010.
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Eos Preferred Corp. - Series D Non-Cumulative Exchangeable Preferred Stock (MM) (NASDAQ:EOSPN)
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