Statement of Ownership (sc 13g)
February 15 2022 - 6:41AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant
to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed
Pursuant to § 240.13d-2
Under the Securities Exchange Act of 1934
(Amendment No. )*
Decarbonization Plus Acquisition Corporation IV
(Name of Issuer)
Class A Ordinary Shares
(Title of Class of Securities)
G2773W103
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G2773W103
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1
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Name of Reporting Persons
Decarbonization Plus Acquisition Sponsor IV LLC
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2
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☒
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3
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SEC Use Only
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4
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Citizenship or Place of
Organization
Cayman Islands
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5
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Sole Voting Power
0
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6
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Shared Voting Power
7,698,495 (1)
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7
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Sole Dispositive Power
0
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8
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Shared Dispositive Power
7,698,495 (1)
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
7,698,495 (1)
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10
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
☒
(2)
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11
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Percent of Class
Represented by Amount in Row 9
19.47% (3)
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12
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Type of Reporting
Person
FI (Cayman Islands limited liability company)
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(1)
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The shares reported above are the Issuers Class B ordinary shares that are convertible into the
Issuers Class A ordinary shares on a one-for-on basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading
Description of SecuritiesFounder Shares in the Issuers registration statement on Form S-1 (File No. 333-254259).
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(2)
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Does not include 12,488,255 of the Issuers Class A ordinary shares which may be purchased by
exercising warrants that are not presently exercisable.
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(3)
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The percentage set forth in Row 11 of this Cover Page is based on the 39,531,250 of the Issuers ordinary
shares outstanding as of November 15, 2021, as reported in the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 15, 2021.
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1
CUSIP No. G2773W103
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1
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Name of Reporting Persons
Decarbonization Plus Acquisition Sponsor Holdings IV LLC
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2
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☒
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3
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SEC Use Only
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4
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Citizenship or Place of
Organization
Delaware
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5
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Sole Voting Power
0
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6
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Shared Voting Power
7,698,495 (1)
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7
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Sole Dispositive Power
0
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8
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Shared Dispositive Power
7,698,495 (1)
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
7,698,495 (1)
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10
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
☒
(2)
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11
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Percent of Class
Represented by Amount in Row 9
19.47% (3)
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12
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Type of Reporting
Person
OO (Delaware limited liability company)
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(1)
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The shares reported above are the Issuers Class B ordinary shares that are convertible into the
Issuers Class A ordinary shares on a one-for-on basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading
Description of SecuritiesFounder Shares in the Issuers registration statement on Form S-1 (File No. 333-254259).
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(2)
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Does not include 12,488,255 of the Issuers Class A ordinary shares which may be purchased by
exercising warrants that are not presently exercisable.
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(3)
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The percentage set forth in Row 11 of this Cover Page is based on the 39,531,250 of the Issuers ordinary
shares outstanding as of November 15, 2021, as reported in the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 15, 2021.
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2
CUSIP No. G2773W103
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1
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Name of Reporting Persons
Riverstone Holdings LLC
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2
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☒
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3
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SEC Use Only
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4
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Citizenship or Place of
Organization
Delaware
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5
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Sole Voting Power
0
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6
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Shared Voting Power
7,698,495 (1)
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7
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Sole Dispositive Power
0
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8
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Shared Dispositive Power
7,698,495 (1)
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
7,698,495 (1)
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10
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
☒
(2)
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11
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Percent of Class
Represented by Amount in Row 9
19.47% (3)
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12
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Type of Reporting
Person
OO (Delaware limited liability company)
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(1)
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The shares reported above are the Issuers Class B ordinary shares that are convertible into the
Issuers Class A ordinary shares on a one-for-on basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading
Description of SecuritiesFounder Shares in the Issuers registration statement on Form S-1 (File No. 333-254259).
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(2)
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Does not include 12,488,255 of the Issuers Class A ordinary shares which may be purchased by
exercising warrants that are not presently exercisable.
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(3)
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The percentage set forth in Row 11 of this Cover Page is based on the 39,531,250 of the Issuers ordinary
shares outstanding as of November 15, 2021, as reported in the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 15, 2021.
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3
CUSIP No. G2773W103
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1
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Name of Reporting Persons
David M. Leuschen
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2
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☒
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3
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SEC Use Only
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4
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Citizenship or Place of
Organization
United States
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5
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Sole Voting Power
0
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6
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Shared Voting Power
7,698,495 (1)
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7
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Sole Dispositive Power
0
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8
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Shared Dispositive Power
7,698,495 (1)
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
7,698,495 (1)
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10
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
☒
(2)
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11
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Percent of Class
Represented by Amount in Row 9
19.47% (3)
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12
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Type of Reporting
Person
IN
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(1)
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The shares reported above are the Issuers Class B ordinary shares that are convertible into the
Issuers Class A ordinary shares on a one-for-on basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading
Description of SecuritiesFounder Shares in the Issuers registration statement on Form S-1 (File No. 333-254259).
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(2)
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Does not include 12,488,255 of the Issuers Class A ordinary shares which may be purchased by
exercising warrants that are not presently exercisable.
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(3)
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The percentage set forth in Row 11 of this Cover Page is based on the 39,531,250 of the Issuers ordinary
shares outstanding as of November 15, 2021, as reported in the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 15, 2021.
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4
CUSIP No. G2773W103
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1
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Name of Reporting Persons
Pierre F. Lapeyre, Jr.
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2
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Check the Appropriate Box
if a Member of a Group
(a) ☐ (b) ☒
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3
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SEC Use Only
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4
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Citizenship or Place of
Organization
United States
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5
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Sole Voting Power
0
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6
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Shared Voting Power
7,698,495 (1)
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7
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Sole Dispositive Power
0
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8
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Shared Dispositive Power
7,698,495 (1)
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
7,698,495 (1)
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10
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares
☒
(2)
|
11
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Percent of Class
Represented by Amount in Row 9
19.47% (3)
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12
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Type of Reporting
Person
IN
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(1)
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The shares reported above are the Issuers Class B ordinary shares that are convertible into the
Issuers Class A ordinary shares on a one-for-on basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading
Description of SecuritiesFounder Shares in the Issuers registration statement on Form S-1 (File No. 333-254259).
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(2)
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Does not include 12,488,255 of the Issuers Class A ordinary shares which may be purchased by
exercising warrants that are not presently exercisable.
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(3)
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The percentage set forth in Row 11 of this Cover Page is based on the 39,531,250 of the Issuers ordinary
shares outstanding as of November 15, 2021, as reported in the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 15, 2021.
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5
Decarbonization Plus Acquisition Corporation IV (the Issuer)
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(b)
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Address of Issuers Principal Executive Offices:
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2744 Sand Hill Road
Menlo Park,
CA 94025
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(a)
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Name of Person Filing:
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Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting
Persons. This statement is filed on behalf of:
Decarbonization Plus Acquisition Sponsor IV LLC (Sponsor)
Decarbonization Plus Acquisition Sponsor Holdings IV LLC (Holdings)
Riverstone Holdings LLC (Riverstone)
David M. Leuschen
Pierre F.
Lapeyre, Jr.
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(b)
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Address or Principal Business Office:
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The address of each of the Reporting Persons is c/o Riverstone Holdings LLC, 712 Fifth Avenue, 36th Floor, New York, NY 10019.
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(c)
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Citizenship of each Reporting Person is:
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The Sponsor is organized in the Cayman Islands. Riverstone and Holdings are organized in the State of Delaware. David M. Leuschen and Pierre F.
Lapeyre, Jr. are each citizens of the United States.
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(d)
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Title of Class of Securities:
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Class A ordinary shares, par value $0.0001 per share (Class A Ordinary Shares).
G2773W103
Not applicable.
(a)-(c)
The ownership information presented below represents beneficial ownership of Class A Ordinary Shares of the Issuer as of
December 31, 2021, based upon 39,531,250 Class A Ordinary Shares outstanding as of November 15, 2021 and assumes the conversion of the Class B ordinary shares, par value $0.0001 per share (Class B Ordinary
Shares) of the Issuer held by the Reporting Persons into Class A Ordinary Shares on a one-to-one basis.
6
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Reporting Person
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Amount
beneficially
owned
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Percent
of class:
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Sole
power to
vote or
to direct
the vote:
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Shared
power to
vote or to
direct the
vote:
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Sole power
to dispose
or to
direct the
disposition
of:
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Shared
power to
dispose or
to direct the
disposition
of:
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Decarbonization Plus Acquisition Sponsors IV LLC
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7,698,495
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19.47
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%
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0
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7,698,495
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0
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7,698,495
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Decarbonization Plus Acquisition Sponsor Holdings IV LLC
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7,698,495
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19.47
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%
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0
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7,698,495
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0
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7,698,495
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Riverstone Holdings LLC
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7,698,495
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19.47
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%
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0
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7,698,495
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0
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7,698,495
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David M. Leuschen
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7,698,495
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19.47
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%
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0
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7,698,495
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0
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7,698,495
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Pierre F. Lapeyre Jr.
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7,698,495
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19.47
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%
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0
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7,698,495
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0
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7,698,495
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Sponsor is the record holder of 7,698,495 Class B Ordinary Shares. David M. Leuschen and
Pierre F. Lapeyre, Jr. are the managing directors of Riverstone, which is the managing member of Holdings. Holdings is managing member of the Sponsor. As a result, each of these persons and entities may be deemed to share beneficial ownership of the
shares held by Sponsor. Each such person or entity disclaims any such beneficial ownership.
Item 5.
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Ownership of Five Percent or Less of a Class.
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Not applicable.
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not applicable.
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company.
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Not applicable.
Item 8.
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Identification and Classification of Members of the Group.
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Not applicable.
Item 9.
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Notice of Dissolution of Group.
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Not applicable.
Not applicable.
7
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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Date: February 14, 2022
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DECARBONIZATION PLUS ACQUISITION SPONSOR IV LLC
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By:
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/s/ Peter Haskopoulos
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Name:
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Peter Haskopoulos
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Title:
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Authorized Person
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DECARBONIZATION PLUS ACQUISITION SPONSOR HOLDINGS IV LLC
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By:
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/s/ Peter Haskopoulos
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Name:
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Peter Haskopoulos
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Title:
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Authorized Person
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RIVERSTONE HOLDINGS LLC
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By:
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/s/ Peter Haskopoulos
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Name:
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Peter Haskopoulos
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Title:
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Authorized Person
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/s/ Peter Haskopoulos,
attorney-in-fact
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David M. Leuschen
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/s/ Peter Haskopoulos,
attorney-in-fact
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Pierre F. Lapeyre, Jr.
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8
LIST OF EXHIBITS
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Exhibit No.
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Description
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24
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Power of Attorney
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99
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Joint Filing Agreement.
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9
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