Initial Statement of Beneficial Ownership (3)
June 03 2019 - 05:25PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Alberty Carl Jackson
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/17/2019
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3. Issuer Name
and
Ticker or Trading Symbol
CIRRUS LOGIC INC [CRUS]
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(Last)
(First)
(Middle)
800 WEST 6TH STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
VP of MSP /
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(Street)
AUSTIN, TX 78701
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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12296
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Incentive Stock Option (right to buy)
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(1)
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4/3/2029
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Common Stock
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7919
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$42.64
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D
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Non-Qualified Stock Option (right to buy)
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(1)
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4/3/2029
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Common Stock
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2681
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$42.64
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D
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Performance Shares
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(2)
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4/3/2022
(2)
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Common Stock
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3200
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$0.0
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D
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Restricted Stock Units
(3)
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(4)
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11/2/2019
(4)
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Common Stock
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5624
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$0.0
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D
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Restricted Stock Units
(3)
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(4)
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11/1/2020
(4)
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Common Stock
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6624
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$0.0
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D
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Restricted Stock Units
(3)
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(4)
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11/7/2021
(4)
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Common Stock
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7978
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$0.0
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D
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Restricted Stock Units
(3)
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(4)
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4/3/2022
(4)
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Common Stock
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5000
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$0.0
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D
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Explanation of Responses:
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(1)
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The option vests on a 4-year schedule: 25% of the shares become exercisable on 4/3/2020; the remaining 75% of the shares vests at a rate of 1/36th per month over the next 36 months so that the option will be fully vested and exercisable on 4/3/2023.
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(2)
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Each Performance-based Restricted Stock Unit ("PBRSUs") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on April 3, 2019, and ending on April 3, 2022.
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(3)
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Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.
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(4)
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100% of the restricted stock units will vest on the 3-year anniversary of the grant date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Alberty Carl Jackson
800 WEST 6TH STREET
AUSTIN, TX 78701
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VP of MSP
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Signatures
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By: Gregory Scott Thomas attorney-in-fact For: Carl Jackson Alberty
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6/3/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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