Amended Statement of Ownership (sc 13g/a)
February 15 2017 - 3:12PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of
1934
(Amendment No. 1)
CERECOR, INC.
(Name of Issuer)
COMMON STOCK,
$.001 par value per share
(Title of Class of Securities)
15671L109
(CUSIP Number)
December 31, 2016
(Date of Event which Requires Filing This
Statement)
Check the appropriate box to designate the
Rule pursuant to which this Schedule is filed.
* The remainder of this cover page shall be filled out for
a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
Schedule 13G
CUSIP No. 15671L109
|
1.
|
NAME OF REPORTING PERSON
|
Sharyar
Baradaran
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
¨
(b)
x
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
U.S.A.
NUMBER
OF SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON WITH
|
5.
|
SOLE VOTING POWER:
|
|
|
|
797,007
|
|
|
6.
|
SHARED VOTING POWER:
|
|
|
|
0
|
|
|
7.
|
SOLE DISPOSITIVE POWER:
|
|
|
|
797,007
|
|
|
8.
|
SHARED DISPOSITIVE POWER:
|
|
|
|
0
|
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
|
797,007
shares
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
|
¨
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
8.5%
|
12.
|
TYPE OF REPORTING PERSON
|
IN
|
Item 1(a)
|
Name of Issuer
:
|
Cerecor,
Inc.
|
Item 1(b)
|
Address of Issuer’s Principal Executive Offices
:
|
400 E.
Pratt Street, Suite 606, Baltimore, Maryland 21202
|
Item 2(a)
|
Name of Person Filing
:
|
Sharyar
Baradaran
414 N.
Camden Drive, Suite 1240, Beverly Hills, CA 90210
U.S.A.
|
Item 2(d)
|
Title of Class of Securities
:
|
Common
Stock, $.001 par value
15671L109
|
Item 3
|
Statement filed Pursuant to §§240.13d-1(b)
or 240.13d-2(b) or (c)
:
|
Not applicable.
At
December 31, 2016, the reporting person beneficially owned 797,007 shares of the Issuer’s Common Stock, including
154,700 shares underlying warrants that are exercisable within 60 days. Such 797.007 shares represented 8.5% of 9,418,841
shares of Common Stock, consisting of 9,264,141 outstanding shares of Common Stock as of November 1, 2016, as reported in the
Issuer’s Form 10-Q filed with the SEC on November 8, 2016, plus 154,700 shares issuable upon the exercise of warrants
held by the reporting person. The reporting person has the sole power to vote, or direct the vote, and to dispose, or to
direct the disposition of, such shares.
|
Item 5
|
Ownership of Five Percent or Less of a Class
:
|
If this
statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than 5 percent of the class of securities, check the following
¨
.
|
Item 6
|
Ownership of More than Five Percent on Behalf of Another
Person
:
|
Not Applicable
|
Item 7
|
Identification and Classification of the Subsidiary which
Acquired the Security Being Reported on by the Parent Holding Company or Control Person
:
|
Not Applicable
|
Item 8
|
Identification and Classification of Members of the Group
:
|
Not Applicable
|
Item 9
|
Notice of Dissolution of Group
:
|
Not Applicable
By signing
below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 15, 2017
|
|
/s/ Sharyar Baradaran
|
|
|
|
Sharyar Baradaran
|
|
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