Bcsb Bancorp Inc. - Statement of Changes in Beneficial Ownership (4)
April 14 2008 - 6:55PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
January 31, 2008
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Cole Anthony Rome
|
2. Issuer Name
and
Ticker or Trading Symbol
BCSB Bancorp Inc.
[
BCSB
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Financial Officer
|
(Last)
(First)
(Middle)
4111 EAST JOPPA ROAD, SUITE 300
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/10/2008
|
(Street)
BALTIMORE, MD 21236
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
4/10/2008
|
|
J
(1)
|
|
2684
|
A
|
$0
|
2684
(2)
|
D
|
|
Common Stock
|
4/10/2008
|
|
P
|
|
10000
|
A
|
$10.00
|
12684
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Option (Right to Buy)
|
$17.95
(3)
|
4/10/2008
|
|
J
(3)
|
|
5264
|
|
(4)
|
9/19/2007
|
Common Stock
|
5264
|
$0
|
5264
(3)
|
D
|
|
Stock Option (Right to Buy)
|
$11.61
(3)
|
4/10/2008
|
|
J
(3)
|
|
873
|
|
(5)
|
1/8/2018
|
Common Stock
|
873
|
$0
|
873
(3)
|
D
|
|
Explanation of Responses:
|
(
1)
|
Pursuant to the Plan of Conversion and Reorganization of Baltimore County Savings Bank, M.H.C., as amended and restated, pursuant to the reorganization exempt under Rule 16b-7, each share of common stock of BCSB Bankcorp, Inc. was exchanged for 0.5264 of a share of BCSB Bancorp, Inc. common stock, rounded down to the nearest share.
|
(
2)
|
The amount includes 1,842 shares awarded under the BCSB Bancorp, Inc. Management Recognition Plan, of which 1,316 shares vest in five (5) equal annual installments beginning on September 19, 2008 and 526 shares vest in four (4) equal annual installments beginning on January 8, 2008.
|
(
3)
|
Pursuant to the Plan of Conversion and Reorganization of Baltimore County Savings Bank, M.H.C., as amended and restated, pursuant to the reorganization exempt under Rule 16b-7, each option to purchase a share of BCSB Bankcorp, Inc. common stock was converted into an option to purchase 0.5264 of a share of BCSB Bancorp, Inc. common stock, rounded down to the nearest share. The exercise price per share of each converted option was determined by dividing the exercise price of the BCSB Bankcorp, Inc. option by the 0.5264 exchange ratio with such quotient rounded up to the nearest whole cent. All such options continue to vest on their same, original terms.
|
(
4)
|
The option vests in five (5) equal annual installments beginning on September 19, 2008.
|
(
5)
|
The option vests in four (4) equal annual installments beginning on January 8, 2008.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Cole Anthony Rome
4111 EAST JOPPA ROAD
SUITE 300
BALTIMORE, MD 21236
|
|
|
Chief Financial Officer
|
|
Signatures
|
/s/ Cole, Anthony R.
|
|
4/14/2008
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Bcsb Bankcorp (MM) (NASDAQ:BCSBD)
Historical Stock Chart
From Jul 2024 to Aug 2024
Bcsb Bankcorp (MM) (NASDAQ:BCSBD)
Historical Stock Chart
From Aug 2023 to Aug 2024